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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDLS icon
2651
Noodles & Co
NDLS
$108M
$257K ﹤0.01%
+726
New +$253K
CYOU
2652
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$257K ﹤0.01%
7,228
-410
-5% -$13.2K
POLY
2653
DELISTED
Plantronics, Inc.
POLY
$255K ﹤0.01%
5,541
-3,777
-41% -$173K
AMSG
2654
DELISTED
Amsurg Corp
AMSG
$255K ﹤0.01%
6,421
-307
-5% -$11.9K
BN icon
2655
Brookfield
BN
$108B
$254K ﹤0.01%
29,045
-1,709
-6% -$14.6K
FFIN icon
2656
First Financial Bankshares
FFIN
$4.97B
$252K ﹤0.01%
+17,168
New +$256K
DVY icon
2657
iShares Select Dividend ETF
DVY
$23.5B
$251K ﹤0.01%
3,791
-9,484
-71% -$630K
CFFN icon
2658
Capitol Federal Financial
CFFN
$1.11B
$250K ﹤0.01%
20,127
-22,407
-53% -$281K
CNO icon
2659
CNO Financial Group
CNO
$5.14B
$249K ﹤0.01%
17,298
-3,778
-18% -$53.8K
AGI icon
2660
Alamos Gold
AGI
$13B
$248K ﹤0.01%
+15,978
New +$239K
GBCI icon
2661
Glacier Bancorp
GBCI
$6.32B
$248K ﹤0.01%
+10,021
New +$240K
RAMP icon
2662
LiveRamp
RAMP
$2.3B
$248K ﹤0.01%
+8,751
New +$225K
MCN
2663
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$244K ﹤0.01%
30,732
– –
EVN
2664
Eaton Vance Municipal Income Trust
EVN
$419M
$243K ﹤0.01%
21,994
+907
+4% +$9.94K
COHR
2665
DELISTED
Coherent Inc
COHR
$243K ﹤0.01%
3,945
+29
+0.7% +$1.7K
FNSR
2666
DELISTED
Finisar Corp
FNSR
$243K ﹤0.01%
10,740
+98
+0.9% +$2.02K
NGL icon
2667
NGL Energy Partners
NGL
$2.17B
$242K ﹤0.01%
+7,841
New +$236K
ASPS icon
2668
Altisource Portfolio Solutions
ASPS
$66M
$241K ﹤0.01%
215
-89
-29% -$86.5K
MTL
2669
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$241K ﹤0.01%
37,595
-58,365
-61% -$365K
RES icon
2670
RPC Inc
RES
$1.31B
$240K ﹤0.01%
15,529
-7,294
-32% -$107K
PSB
2671
DELISTED
PS Business Parks, Inc.
PSB
$240K ﹤0.01%
3,219
-1,136
-26% -$83.7K
KATE
2672
DELISTED
Kate Spade & Company
KATE
$240K ﹤0.01%
9,539
+418
+5% +$10.2K
ROMA
2673
DELISTED
ROMA FINANCIAL CORPORATION COM STK
ROMA
$240K ﹤0.01%
+12,907
New +$242K
MTG icon
2674
MGIC Investment
MTG
$6.21B
$239K ﹤0.01%
32,823
-10,328
-24% -$73.3K
AIT icon
2675
Applied Industrial Technologies
AIT
$13.3B
$238K ﹤0.01%
+4,615
New +$233K
105 106
107
108 109

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.