We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
2626
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$398K ﹤0.01%
41,741
– –
ULTI
2627
DELISTED
Ultimate Software Group Inc
ULTI
$398K ﹤0.01%
2,597
+1,124
+76% +$170K
CZR
2628
DELISTED
Caesars Entertainment Corporation
CZR
$397K ﹤0.01%
+18,446
New +$360K
CNH
2629
CNH Industrial
CNH
$17.5B
$396K ﹤0.01%
40,017
-102,420
-72% -$1.03M
SLTM
2630
DELISTED
SOLTA MED INC (DE)
SLTM
$396K ﹤0.01%
132,760
+103,140
+348% +$225K
BBSI icon
2631
Barrett Business Services
BBSI
$804M
$395K ﹤0.01%
+17,012
New +$347K
NBW
2632
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$394K ﹤0.01%
28,401
+17,289
+156% +$243K
BSMX
2633
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$394K ﹤0.01%
28,931
+208
+0.7% +$2.87K
BKW
2634
DELISTED
BURGER KING WORLDWIDE
BKW
$392K ﹤0.01%
+17,145
New +$354K
RATE
2635
DELISTED
Bankrate Inc
RATE
$390K ﹤0.01%
+21,745
New +$420K
CEV
2636
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$389K ﹤0.01%
34,604
+21,063
+156% +$239K
RDN icon
2637
Radian Group
RDN
$4.91B
$389K ﹤0.01%
27,524
+4,219
+18% +$59.1K
WWD icon
2638
Woodward
WWD
$21.4B
$389K ﹤0.01%
8,519
+1,911
+29% +$79.8K
EVY
2639
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$389K ﹤0.01%
31,312
+18,906
+152% +$231K
BZH icon
2640
Beazer Homes USA
BZH
$907M
$386K ﹤0.01%
15,816
+5,375
+51% +$106K
PCK
2641
DELISTED
Pimco California Municipal Income Fund II
PCK
$386K ﹤0.01%
42,869
-25,231
-37% -$234K
DEST
2642
DELISTED
Destination Maternity Corporation
DEST
$383K ﹤0.01%
12,821
-622
-5% -$19.2K
DK icon
2643
Delek US
DK
$3.58B
$377K ﹤0.01%
10,953
-3,325
-23% -$90.3K
NDSN icon
2644
Nordson
NDSN
$17.3B
$376K ﹤0.01%
5,050
-141,140
-97% -$10.3M
SSNC icon
2645
SS&C Technologies
SSNC
$18.6B
$376K ﹤0.01%
17,014
-20,636
-55% -$415K
JOE icon
2646
St. Joe Company
JOE
$3.83B
$373K ﹤0.01%
19,437
+8,636
+80% +$160K
POLY
2647
DELISTED
Plantronics, Inc.
POLY
$372K ﹤0.01%
8,015
+2,474
+45% +$112K
SMT
2648
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$369K ﹤0.01%
16,843
-143
-0.8% -$3.46K
ENSG icon
2649
The Ensign Group
ENSG
$10.7B
$368K ﹤0.01%
32,547
-45,950
-59% -$508K
NEU icon
2650
NewMarket
NEU
$8.18B
$366K ﹤0.01%
1,096
-26,342
-96% -$8.29M
104 105
106
107 108

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.