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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAMC
2601
DELISTED
Altisource Asset Management Corp
AAMC
$293K ﹤0.01%
20,862
-3,193
-13% -$155K
MCEP
2602
DELISTED
Mid-Con Energy Partners, LP
MCEP
$293K ﹤0.01%
6,777
-1,524
-18% -$94.1K
ERII icon
2603
Energy Recovery
ERII
$443M
$292K ﹤0.01%
136,569
– –
GRX
2604
Gabelli Healthcare & Wellness Trust
GRX
$146M
$290K ﹤0.01%
29,908
+7,674
+35% +$83.6K
BRKL
2605
DELISTED
Brookline Bancorp
BRKL
$289K ﹤0.01%
28,499
+8,304
+41% +$90.3K
CYOU
2606
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$289K ﹤0.01%
16,247
-8,550
-34% -$180K
VG
2607
DELISTED
Vonage Holdings Corporation
VG
$289K ﹤0.01%
49,182
-5,886
-11% -$33.4K
APLE icon
2608
Apple Hospitality REIT
APLE
$3.82B
$288K ﹤0.01%
+15,514
New +$284K
SXT icon
2609
Sensient Technologies
SXT
$5.53B
$287K ﹤0.01%
4,681
-2,273
-33% -$149K
FEIC
2610
DELISTED
FEI COMPANY
FEIC
$287K ﹤0.01%
3,939
-3,857
-49% -$304K
TW
2611
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$286K ﹤0.01%
2,436
-3,683
-60% -$456K
BCC icon
2612
Boise Cascade
BCC
$3.02B
$285K ﹤0.01%
11,288
-2,735
-20% -$87.2K
WSFS icon
2613
WSFS Financial
WSFS
$4.15B
$285K ﹤0.01%
9,907
-1,513
-13% -$42.6K
DEST
2614
DELISTED
Destination Maternity Corporation
DEST
$285K ﹤0.01%
30,936
+760
+3% +$8.11K
ADPT
2615
DELISTED
Adeptus Health Inc
ADPT
$285K ﹤0.01%
+3,528
New +$364K
RMBS icon
2616
Rambus
RMBS
$11B
$284K ﹤0.01%
24,095
-23,057
-49% -$300K
SEVN
2617
Seven Hills Realty Trust
SEVN
$174M
$283K ﹤0.01%
16,289
+799
+5% +$14.4K
FBRC
2618
DELISTED
FBR & Co. Common Stock
FBRC
$282K ﹤0.01%
13,774
-879
-6% -$19.8K
PAM icon
2619
Pampa Energía
PAM
$4.41B
$281K ﹤0.01%
18,383
-130
-0.7% -$2.07K
TTC icon
2620
Toro Company
TTC
$9.49B
$281K ﹤0.01%
7,962
+798
+11% +$27.7K
EBSB
2621
DELISTED
Meridian Bancorp, Inc.
EBSB
$281K ﹤0.01%
20,641
-1,081
-5% -$14.1K
LMNR icon
2622
Limoneira
LMNR
$251M
$278K ﹤0.01%
16,584
-1,168
-7% -$22.4K
PFO
2623
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$278K ﹤0.01%
+27,104
New +$283K
EMES
2624
DELISTED
Emerge Energy Services LP
EMES
$277K ﹤0.01%
41,120
+598
+1% +$11.6K
SNR
2625
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$276K ﹤0.01%
+26,450
New +$322K
103 104
105
106 107

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.