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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPR
2601
DELISTED
Express, Inc.
EXPR
$427K ﹤0.01%
1,141
-1,780
-61% -$783K
CONN
2602
DELISTED
Conn's Inc.
CONN
$425K ﹤0.01%
5,400
-2,647
-33% -$170K
WEB
2603
DELISTED
Web.com Group, Inc.
WEB
$424K ﹤0.01%
13,339
+3,580
+37% +$104K
LFC
2604
DELISTED
China Life Insurance Company Ltd.
LFC
$423K ﹤0.01%
26,871
-550,776
-95% -$7.97M
CYBX
2605
DELISTED
CYBERONICS INC
CYBX
$423K ﹤0.01%
6,461
-13,905
-68% -$843K
BSCF
2606
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$423K ﹤0.01%
19,371
-4,197
-18% -$91.8K
ANEN
2607
DELISTED
ANAREN INC
ANEN
$422K ﹤0.01%
+15,063
New +$408K
CNO icon
2608
CNO Financial Group
CNO
$5.11B
$421K ﹤0.01%
23,818
+6,520
+38% +$104K
AVH
2609
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$420K ﹤0.01%
+27,170
New +$399K
OUTR
2610
DELISTED
OUTERWALL INC
OUTR
$419K ﹤0.01%
6,233
-9,034
-59% -$589K
N
2611
DELISTED
Netsuite Inc
N
$418K ﹤0.01%
+4,060
New +$407K
HELE icon
2612
Helen of Troy
HELE
$693M
$415K ﹤0.01%
8,372
+525
+7% +$24.6K
ICUI icon
2613
ICU Medical
ICUI
$4.61B
$413K ﹤0.01%
6,490
-6,666
-51% -$429K
PHX
2614
DELISTED
PHX Minerals
PHX
$413K ﹤0.01%
24,798
+4,076
+20% +$64.8K
BSCE
2615
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$413K ﹤0.01%
19,451
-4,221
-18% -$89.9K
FNSR
2616
DELISTED
Finisar Corp
FNSR
$411K ﹤0.01%
17,165
+6,425
+60% +$147K
ETJ
2617
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$410K ﹤0.01%
36,378
– –
BNNY
2618
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$408K ﹤0.01%
9,472
-104
-1% -$4.85K
PKX icon
2619
POSCO
PKX
$17.5B
$407K ﹤0.01%
+5,224
New +$397K
MT icon
2620
ArcelorMittal
MT
$55.3B
$405K ﹤0.01%
9,938
-5,637
-36% -$210K
DEL
2621
DELISTED
Deltic Timber
DEL
$405K ﹤0.01%
5,954
-10,952
-65% -$697K
GOGO icon
2622
Gogo Inc
GOGO
$491M
$404K ﹤0.01%
+16,272
New +$376K
FFA
2623
First Trust Enhanced Equity Income Fund
FFA
$467M
$403K ﹤0.01%
30,235
+7,873
+35% +$102K
ALCO icon
2624
Alico
ALCO
$283M
$401K ﹤0.01%
10,301
+2,647
+35% +$103K
GCV
2625
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$399K ﹤0.01%
64,716
-46,190
-42% -$282K
103 104
105
106 107

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.