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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Blackstone Mortgage Trust
BXMT
$2.39B
| $490K | ﹤0.01% |
+18,078
| New | +$463K |
|
|
CUK
2552
DELISTED
Carnival PLC
CUK
| $490K | ﹤0.01% |
11,828
-34,475
| -74% | -$1.24M |
|
|
FBRC
2553
DELISTED
FBR & Co. Common Stock
FBRC
| $490K | ﹤0.01% |
18,569
+849
| +5% | +$22.8K |
|
2554
U-Haul Holding Co
UHAL
$14.6B
| $487K | ﹤0.01% |
20,490
-11,860
| -37% | -$255K |
|
|
FLTX
2555
DELISTED
Fleetmatics Group PLC
FLTX
| $486K | ﹤0.01% |
11,238
-89,062
| -89% | -$3.26M |
|
2556
Northwest Natural Holdings
NWN
$2.13B
| $484K | ﹤0.01% |
11,308
+408
| +4% | +$17.4K |
|
2557
Agree Realty
ADC
$9.42B
| $483K | ﹤0.01% |
+16,630
| New | +$500K |
|
2558
Pricesmart
PSMT
$5.48B
| $483K | ﹤0.01% |
+4,178
| New | +$470K |
|
|
EMD
2559
DELISTED
Western Asset Emerging Markets
EMD
| $483K | ﹤0.01% |
40,822
-22,478
| -36% | -$272K |
|
|
EMCI
2560
DELISTED
EMC INS Group Inc
EMCI
| $481K | ﹤0.01% |
23,585
-130
| -0.5% | -$2.73K |
|
2561
lululemon athletica
LULU
$14.6B
| $480K | ﹤0.01% |
+8,137
| New | +$559K |
|
|
NES
2562
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
| $480K | ﹤0.01% |
28,562
+4,200
| +17% | +$80.9K |
|
2563
ASML
ASML
$666B
| $477K | ﹤0.01% |
5,087
-944
| -16% | -$87.5K |
|
2564
Diamondback Energy
FANG
$52.3B
| $477K | ﹤0.01% |
+9,015
| New | +$448K |
|
2565
Shutterstock
SSTK
$217M
| $475K | ﹤0.01% |
+5,679
| New | +$421K |
|
|
NBO
2566
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
| $475K | ﹤0.01% |
35,908
-33,209
| -48% | -$422K |
|
|
ZTR
2567
Virtus Total Return Fund
ZTR
$339M
| $473K | ﹤0.01% |
33,963
-1,833
| -5% | -$24.8K |
|
|
DLIA
2568
DELISTED
DELIA*S INC
DLIA
| $473K | ﹤0.01% |
520,361
+111,763
| +27% | +$134K |
|
2569
Donaldson
DCI
$11.4B
| $471K | ﹤0.01% |
10,828
+883
| +9% | +$36K |
|
2570
Viasat
VSAT
$11B
| $467K | ﹤0.01% |
7,456
+2,187
| +42% | +$138K |
|
|
EOX
2571
DELISTED
EMERALD OIL INC (MT)
EOX
| $466K | ﹤0.01% |
3,044
-53
| -2% | -$8.19K |
|
|
IRS
2572
IRSA Inversiones y Representaciones
IRS
$1.26B
| $465K | ﹤0.01% |
+39,855
| New | +$441K |
|
|
BIN
2573
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
| $465K | ﹤0.01% |
18,803
+499
| +3% | +$12.9K |
|
|
ARMH
2574
DELISTED
ARM HOLDINGS PLC ADS
ARMH
| $464K | ﹤0.01% |
8,485
-3,180
| -27% | -$155K |
|
2575
Healthcare Services Group
HCSG
$1.54B
| $463K | ﹤0.01% |
16,315
-27,903
| -63% | -$764K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.