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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALEX
2526
DELISTED
Alexander & Baldwin
ALEX
$356K ﹤0.01%
7,932
-377,567
-98% -$15.7M
ELP
2527
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$355K ﹤0.01%
104,803
-35,212
-25% -$135K
FFA
2528
First Trust Enhanced Equity Income Fund
FFA
$464M
$355K ﹤0.01%
+26,290
New +$353K
IMPV
2529
DELISTED
Imperva, Inc.
IMPV
$355K ﹤0.01%
9,261
-386
-4% -$15.7K
SPFF icon
2530
Global X SuperIncome Preferred ETF
SPFF
$141M
$354K ﹤0.01%
27,664
-3,805
-12% -$49.4K
CCLP
2531
DELISTED
CSI Compressco LP
CCLP
$354K ﹤0.01%
36,358
-28,753
-44% -$291K
HEI.A icon
2532
HEICO Corp Class A
HEI.A
$36.9B
$353K ﹤0.01%
+12,688
New +$330K
CHUBK
2533
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$351K ﹤0.01%
23,322
-3,903
-14% -$58.5K
HWKN icon
2534
Hawkins
HWKN
$2.71B
$350K ﹤0.01%
12,970
-17,766
-58% -$411K
MKL icon
2535
Markel Group
MKL
$23.2B
$348K ﹤0.01%
385
+31
+9% +$27.6K
INWK
2536
DELISTED
InnerWorkings, Inc.
INWK
$348K ﹤0.01%
+35,371
New +$327K
ELLI
2537
DELISTED
Ellie Mae Inc
ELLI
$348K ﹤0.01%
4,157
+519
+14% +$47.9K
EMBJ
2538
Embraer S.A. ADS
EMBJ
$12.8B
$346K ﹤0.01%
17,951
-4,750
-21% -$92.7K
NILE
2539
DELISTED
Blue Nile, Inc.
NILE
$343K ﹤0.01%
8,441
-15,745
-65% -$602K
ACIW icon
2540
ACI Worldwide
ACIW
$5.61B
$342K ﹤0.01%
18,817
-501,975
-96% -$9.4M
CYOU
2541
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$340K ﹤0.01%
16,052
-2,910
-15% -$73.7K
PXH icon
2542
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$339K ﹤0.01%
+18,694
New +$341K
SOR
2543
Source Capital
SOR
$383M
$339K ﹤0.01%
9,442
-1,779
-16% -$64K
TRTN
2544
DELISTED
Triton International Limited
TRTN
$339K ﹤0.01%
21,457
-9,127
-30% -$146K
JOBS
2545
DELISTED
51job Inc
JOBS
$337K ﹤0.01%
9,965
-1,447
-13% -$48.5K
CHN
2546
DELISTED
China Fund
CHN
$336K ﹤0.01%
22,315
+1,057
+5% +$16.7K
CLMT icon
2547
Calumet Specialty Products
CLMT
$3.65B
$334K ﹤0.01%
83,537
-34,788
-29% -$142K
RFP
2548
DELISTED
Resolute Forest Products Inc.
RFP
$334K ﹤0.01%
62,398
+3,626
+6% +$16.5K
UBS icon
2549
UBS Group
UBS
$173B
$331K ﹤0.01%
21,109
-211,308
-91% -$3.18M
HRI icon
2550
Herc Holdings
HRI
$5.62B
$330K ﹤0.01%
+8,215
New +$296K
100 101
102
103 104

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.