Guggenheim Capital’s UBS Group UBS Stock Holding History

Guggenheim Capital’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-10,809	Closed	-$331K	–	1674
2025 Q1	$331K	Buy	+10,809	New	+$360K	﹤0.01%	1385
2024 Q3	–	Sell	-15,577	Closed	-$460K	–	1940
2024 Q2	$460K	Buy	15,577 +2,402	+18%	+$71.4K	﹤0.01%	1470
2024 Q1	$405K	Buy	13,175 +4,548	+53%	+$134K	﹤0.01%	1557
2023 Q4	$267K	Buy	+8,627	New	+$227K	﹤0.01%	1719
2023 Q3	–	Sell	-12,182	Closed	-$247K	–	1918
2023 Q2	$247K	Sell	12,182 -145	-1%	-$2.92K	﹤0.01%	1715
2023 Q1	$263K	Buy	+12,327	New	+$257K	﹤0.01%	1717
2022 Q4	–	Sell	-16,069	Closed	-$233K	–	1992
2022 Q3	$233K	Sell	16,069 -14,800	-48%	-$237K	﹤0.01%	1742
2022 Q2	$500K	Sell	30,869 -33,210	-52%	-$582K	﹤0.01%	1580
2022 Q1	$1.25M	Sell	64,079 -2,617	-4%	-$49.5K	0.01%	1246
2021 Q4	$1.19M	Sell	66,696 -16,460	-20%	-$290K	0.01%	1287
2021 Q3	$1.32M	Buy	83,156 +2,154	+3%	+$34.9K	0.01%	1272
2021 Q2	$1.24M	Buy	81,002 +33,992	+72%	+$537K	0.01%	1362
2021 Q1	$731K	Buy	47,010 +30,939	+193%	+$476K	﹤0.01%	1535
2020 Q4	$227K	Buy	16,071 +2,468	+18%	+$32.7K	﹤0.01%	1916
2020 Q3	$151K	Sell	13,603 -7,531	-36%	-$90.3K	﹤0.01%	1830
2020 Q2	$244K	Sell	21,134 -31,825	-60%	-$328K	﹤0.01%	1679
2020 Q1	$490K	Sell	52,959 -4,207	-7%	-$48.5K	﹤0.01%	1375
2019 Q4	$719K	Sell	57,166 -8,389	-13%	-$99.8K	0.01%	1468
2019 Q3	$742K	Buy	65,555 +1,873	+3%	+$21.1K	0.01%	1457
2019 Q2	$755K	Sell	63,682 -19,146	-23%	-$235K	0.01%	1473
2019 Q1	$1M	Buy	82,828 +11,187	+16%	+$142K	0.01%	1377
2018 Q4	$887K	Buy	71,641 +13,386	+23%	+$182K	0.01%	1430
2018 Q3	$916K	Buy	58,255 +2,228	+4%	+$35K	0.01%	1651
2018 Q2	$859K	Sell	56,027 -21,116	-27%	-$343K	0.01%	1682
2018 Q1	$1.36M	Buy	77,143 +30,832	+67%	+$586K	﹤0.01%	1901
2017 Q4	$852K	Sell	46,311 -6,413	-12%	-$111K	﹤0.01%	2157
2017 Q3	$904K	Sell	52,724 -846	-2%	-$14.5K	﹤0.01%	2139
2017 Q2	$909K	Buy	53,570 +20,116	+60%	+$327K	﹤0.01%	2129
2017 Q1	$533K	Buy	33,454 +12,345	+58%	+$199K	﹤0.01%	2355
2016 Q4	$331K	Sell	21,109 -211,308	-91%	-$3.18M	﹤0.01%	2557
2016 Q3	$3.17M	Buy	232,417 +20,312	+10%	+$277K	0.01%	1298
2016 Q2	$2.75M	Buy	212,105 +197,698	+1,372%	+$3.02M	0.01%	1351
2016 Q1	$231K	Sell	14,407 -9,361	-39%	-$152K	﹤0.01%	2643
2015 Q4	$460K	Buy	23,768 +9,216	+63%	+$180K	﹤0.01%	2487
2015 Q3	$270K	Sell	14,552 -27,295	-65%	-$578K	﹤0.01%	2636
2015 Q2	$887K	Buy	41,847 +18,017	+76%	+$376K	﹤0.01%	2287
2015 Q1	$447K	Buy	+23,830	New	+$415K	﹤0.01%	2563

Other funds holding UBS

Norges Bank Oslo, Norway $935B AUM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

CCI

Cevian Capital II St. Helier, Jersey $3.12B AUM 25.62% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Guggenheim Capital's UBS Position: Q2 2025 in Review

Guggenheim Capital sold out of UBS Group (UBS) in Q2 2025, closing a stake of 10,809 shares — an estimated $331K sold.

Guggenheim Capital first reported a position in UBS in Q1 2015 and held it in 37 quarters. The position peaked at $3.17M in Q3 2016. 596 funds tracked by Wall St. Rank hold UBS as of Q2 2025.

Guggenheim Capital reported no remaining UBS Group position as of Q2 2025 after selling out during the quarter.
Guggenheim Capital sold 10,809 UBS Group shares in Q2 2025, an estimated $331K.
Guggenheim Capital first reported a position in UBS Group in Q1 2015 and held it in 37 quarters.
Guggenheim Capital's UBS Group position peaked at $3.17M in Q3 2016.
596 funds tracked by Wall St. Rank held UBS Group as of Q2 2025.

Based on Guggenheim Capital's 13F filing for Q2 2025, filed 13 Aug 2025.