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UBS Group

252 hedge funds and large institutions have $17.3B invested in UBS Group in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 83 increasing their positions, 84 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 20

31% more capital invested

Capital invested by funds: $13.2B → $17.3B (+$4.09B)

13% more funds holding

Funds holding: 223252 (+29)

2.6% more ownership

Funds ownership: 26.03%28.63% (+2.6%)

1% less repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 84

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

18% less call options, than puts

Call options by funds: $168M | Put options by funds: $205M

Holders
252
Holders Change
+29
Holders Change %
+13%
% of All Funds
6.3%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
60
Increased
83
Reduced
84
Closed
20
Calls
$168M
Puts
$205M
Net Calls
-$36.4M
Net Calls Change
-$39.4M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.31B -$35.1M -2,330,652 -2%
Norges Bank
2
Norges Bank
Norway
$2.01B -$61.2M -4,062,164 -3%
Capital Research Global Investors
3
Capital Research Global Investors
California
$1.71B +$1.65B +109,253,117 New
CS
4
Credit Suisse
Switzerland
$1.42B -$27.7M -1,840,829 -2%
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.23B +$38.3M +2,542,350 +3%
Franklin Resources
6
Franklin Resources
California
$723M -$21.3M -1,414,632 -3%
Invesco
7
Invesco
Georgia
$658M +$1.94M +128,870 +0.3%
JP Morgan Chase
8
JP Morgan Chase
New York
$650M +$129M +8,587,386 +26%
Fisher Asset Management
9
Fisher Asset Management
Washington
$574M +$24.2M +1,605,791 +5%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$559M +$87.7M +5,825,275 +20%
Zurich Cantonal Bank
11
Zurich Cantonal Bank
Switzerland
$519M -$104M -6,873,362 -17%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$513M +$15.6M +1,036,951 +3%
Deutsche Bank
13
Deutsche Bank
Germany
$305M -$17.6M -1,171,291 -6%
Allianz Asset Management
14
Allianz Asset Management
Germany
$278M +$41.2M +2,734,094 +18%
Schroder Investment Management Group
15
Schroder Investment Management Group
United Kingdom
$255M +$31M +2,061,398 +15%
Goldman Sachs
16
Goldman Sachs
New York
$252M -$5.65M -375,405 -2%
State Street
17
State Street
Massachusetts
$245M -$8.47M -562,177 -3%
Pzena Investment Management
18
Pzena Investment Management
New York
$180M -$999K -66,354 -0.6%
Canada Pension Plan Investment Board
19
Canada Pension Plan Investment Board
Ontario, Canada
$174M +$96.3M +6,394,623 +137%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$166M -$569K -37,782 -0.4%
Credit Agricole
21
Credit Agricole
France
$141M +$45.5M +3,017,912 +50%
Russell Investments Group
22
Russell Investments Group
United Kingdom
$140M +$135M +8,960,630 New
PP
23
Prudential plc
United Kingdom
$132M +$2.54M +168,490 +2%
HSBC Holdings
24
HSBC Holdings
United Kingdom
$122M -$24.7M -1,639,103 -17%
Axa
25
Axa
France
$115M -$8.48M -563,249 -7%

UBS Hedge Fund Activity: Q4 2016 in Review

252 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in UBS Group (UBS) for Q4 2016, worth a combined $17.3B — up 31% from $13.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new UBS positions and 20 closed out — a net gain of 40 holders — while 83 added to existing stakes and 84 trimmed.

The largest buyer was Capital Research Global Investors, opening a new position worth an estimated $1.65B. The largest seller was Fidelity International, cutting an estimated $137M.

  • 252 institutional investors held UBS Group (UBS) as of Q4 2016, up from 223 in Q3 2016.
  • Funds reported $17.3B of UBS Group stock for Q4 2016, up 31% quarter-over-quarter.
  • 60 funds opened new UBS Group positions in Q4 2016 and 20 closed out, a net change of +40 holders.
  • The largest UBS Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $1.65B added.
  • The largest UBS Group seller in Q4 2016 was Fidelity International, an estimated $137M sold.

Based on aggregated 13F filings for Q4 2016.