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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIPR icon
2526
Piper Sandler
PIPR
$5.28B
$397K ﹤0.01%
46,276
+17,980
+64% +$151K
BSMX
2527
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$397K ﹤0.01%
28,723
+2,221
+8% +$31.8K
MFC icon
2528
Manulife Financial
MFC
$73.4B
$395K ﹤0.01%
23,879
-450,495
-95% -$7.69M
PB icon
2529
Prosperity Bancshares
PB
$8.9B
$395K ﹤0.01%
6,392
-5,327
-45% -$316K
ETJ
2530
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$393K ﹤0.01%
36,378
– –
PGF icon
2531
Invesco Financial Preferred ETF
PGF
$673M
$391K ﹤0.01%
+22,838
New +$396K
BGG
2532
DELISTED
Briggs & Stratton Corp.
BGG
$391K ﹤0.01%
19,456
+2,012
+12% +$40.6K
SHPG
2533
DELISTED
Shire pic
SHPG
$391K ﹤0.01%
3,264
-62
-2% -$6.85K
CEA
2534
DELISTED
China Eastern Airlines
CEA
$390K ﹤0.01%
+23,826
New +$381K
GDV icon
2535
Gabelli Dividend & Income Trust
GDV
$2.66B
$388K ﹤0.01%
20,593
– –
TAL icon
2536
TAL Education Group
TAL
$6.86B
$387K ﹤0.01%
160,140
-8,502
-5% -$17.3K
BID
2537
DELISTED
Sotheby's
BID
$386K ﹤0.01%
7,856
+490
+7% +$21.8K
PENN icon
2538
PENN Entertainment
PENN
$2.71B
$382K ﹤0.01%
30,545
-6,476
-17% -$78K
CCL icon
2539
CALL
Carnival Corporation Ltd
CCL
$39.3B
$381K ﹤0.01%
11,600
+3,600
+45% +$131K
DCI icon
2540
Donaldson
DCI
$11.3B
$379K ﹤0.01%
9,945
-7,585
-43% -$280K
COHU icon
2541
Cohu
COHU
$2.52B
$374K ﹤0.01%
34,298
+2,958
+9% +$33.8K
TRLA
2542
DELISTED
TRULIA INC (DEL)
TRLA
$370K ﹤0.01%
7,882
-37,442
-83% -$1.57M
ANSS
2543
DELISTED
Ansys
ANSS
$367K ﹤0.01%
4,247
+1,352
+47% +$113K
ENLC
2544
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$367K ﹤0.01%
17,568
-218
-1% -$4.41K
IWB icon
2545
iShares Russell 1000 ETF
IWB
$50B
$366K ﹤0.01%
3,890
+1,790
+85% +$167K
KMX icon
2546
CALL
CarMax
KMX
$8.28B
$364K ﹤0.01%
+7,400
New +$362K
PIR
2547
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
$362K ﹤0.01%
910
-90
-9% -$40.7K
GFA
2548
DELISTED
Gafisa S.A.
GFA
$359K ﹤0.01%
8,305
-616
-7% -$22K
BCS.PRA.CL
2549
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$357K ﹤0.01%
14,283
+2,199
+18% +$55.1K
BDC icon
2550
Belden
BDC
$5.09B
$356K ﹤0.01%
5,548
-850
-13% -$49.8K
100 101
102
103 104

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.