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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Cheniere Energy
CQP
$31.2B
| $567K | ﹤0.01% |
19,787
-25,634
| -56% | -$745K |
|
|
PZE
2502
DELISTED
Petrobras Argentina S A
PZE
| $563K | ﹤0.01% |
+101,412
| New | +$631K |
|
2503
Acuity Brands
AYI
$10.8B
| $562K | ﹤0.01% |
5,143
+333
| +7% | +$33.9K |
|
2504
Credit Acceptance
CACC
$5.98B
| $561K | ﹤0.01% |
+4,317
| New | +$524K |
|
|
DHY
2505
Credit Suisse High Yield Credit Fund
DHY
$240M
| $558K | ﹤0.01% |
181,631
+66,981
| +58% | +$209K |
|
|
AHGP
2506
DELISTED
Alliance Holdings GP
AHGP
| $556K | ﹤0.01% |
9,546
+393
| +4% | +$22.6K |
|
|
AHD
2507
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
| $554K | ﹤0.01% |
+11,829
| New | +$554K |
|
|
DYN
2508
DELISTED
Dynegy, Inc.
DYN
| $552K | ﹤0.01% |
25,625
+1,725
| +7% | +$35.1K |
|
|
LVLT
2509
DELISTED
Level 3 Communications Inc
LVLT
| $551K | ﹤0.01% |
16,622
-16,938
| -50% | -$499K |
|
|
TRLA
2510
DELISTED
TRULIA INC (DEL)
TRLA
| $551K | ﹤0.01% |
15,608
+7,726
| +98% | +$293K |
|
2511
Teradyne
TER
$59.5B
| $547K | ﹤0.01% |
31,031
-1,318,491
| -98% | -$22.3M |
|
|
NXQ
2512
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $546K | ﹤0.01% |
+44,223
| New | +$546K |
|
|
PHF
2513
DELISTED
Pacholder High Yield
PHF
| $544K | ﹤0.01% |
69,271
+3,462
| +5% | +$27.8K |
|
|
CHMT
2514
DELISTED
Chemtura Corporation
CHMT
| $543K | ﹤0.01% |
+19,448
| New | +$487K |
|
2515
Prosperity Bancshares
PB
$8.9B
| $538K | ﹤0.01% |
8,494
+2,102
| +33% | +$133K |
|
2516
Cheesecake Factory
CAKE
$5.33B
| $537K | ﹤0.01% |
11,120
+1,299
| +13% | +$60.8K |
|
|
NUAN
2517
DELISTED
Nuance Communications, Inc.
NUAN
| $534K | ﹤0.01% |
40,571
-294,365
| -88% | -$4.05M |
|
|
NOAH
2518
Noah Holdings
NOAH
$598M
| $531K | ﹤0.01% |
29,468
+18,975
| +181% | +$372K |
|
|
BEE
2519
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
| $530K | ﹤0.01% |
56,088
+245
| +0.4% | +$2.17K |
|
2520
Portland General Electric
POR
$5.8B
| $525K | ﹤0.01% |
17,369
-408,394
| -96% | -$12M |
|
2521
BlackRock Core Bond Trust
BHK
$664M
| $524K | ﹤0.01% |
40,732
-43,377
| -52% | -$556K |
|
|
IPHS
2522
DELISTED
Innophos Holdings, Inc.
IPHS
| $522K | ﹤0.01% |
10,749
-236
| -2% | -$11.8K |
|
2523
iShares Select Dividend ETF
DVY
$23.6B
| $521K | ﹤0.01% |
7,300
+3,509
| +93% | +$244K |
|
2524
Viavi Solutions
VIAV
$9.64B
| $521K | ﹤0.01% |
70,563
-1,704,145
| -96% | -$12.9M |
|
2525
Graphic Packaging
GPK
$3.62B
| $519K | ﹤0.01% |
54,091
+35,523
| +191% | +$311K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.