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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
226
Paychex
PAYX
$41.6B
$36.7M 0.11%
807,011
+49,373
+7% +$2.11M
ADP icon
227
Automatic Data Processing
ADP
$106B
$36.7M 0.11%
517,511
+79,884
+18% +$5.37M
AES icon
228
AES
AES
$10.5B
$36.7M 0.11%
2,529,135
+1,355,494
+115% +$19.3M
KMI icon
229
Kinder Morgan
KMI
$71.7B
$36.7M 0.11%
1,038,622
+581,449
+127% +$20.4M
ULTA icon
230
Ulta Beauty
ULTA
$22B
$36.6M 0.11%
379,509
+351,339
+1,247% +$41.2M
USB icon
231
US Bancorp
USB
$98.2B
$36.6M 0.11%
905,833
+19,190
+2% +$736K
HLSS
232
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$36.6M 0.11%
1,592,751
-53,747
-3% -$1.24M
FWONA icon
233
Liberty Media Series A
FWONA
$22.5B
$36.5M 0.11%
1,404,766
+1,182,455
+532% +$31.4M
RFMD
234
DELISTED
RF MICRO DEVICES INC
RFMD
$36.4M 0.11%
7,063,436
+178,834
+3% +$959K
NEM icon
235
Newmont
NEM
$98.7B
$36.4M 0.11%
1,579,874
+691,115
+78% +$17.7M
EW icon
236
Edwards Lifesciences
EW
$49.6B
$36.3M 0.11%
3,312,864
+1,708,152
+106% +$19.3M
CPRI icon
237
Capri Holdings
CPRI
$1.83B
$36.3M 0.11%
447,185
+414,765
+1,279% +$32.7M
VOD icon
238
Vodafone
VOD
$36.3B
$36.2M 0.11%
904,308
+20,235
+2% +$761K
STZ icon
239
Constellation Brands
STZ
$22.2B
$36.2M 0.11%
513,676
+107,946
+27% +$7.22M
KSS icon
240
Kohl's
KSS
$2.17B
$36.1M 0.11%
636,603
+162,351
+34% +$8.9M
KDP icon
241
Keurig Dr Pepper
KDP
$42.3B
$36M 0.11%
738,737
-18,416
-2% -$867K
SCHL icon
242
Scholastic
SCHL
$767M
$35.6M 0.11%
1,048,072
+21,550
+2% +$636K
UTHR icon
243
United Therapeutics
UTHR
$25.8B
$35.6M 0.11%
315,192
-21,456
-6% -$1.93M
WY icon
244
Weyerhaeuser
WY
$18B
$35.5M 0.11%
1,124,909
+167,331
+17% +$5.01M
HPQ icon
245
HP
HPQ
$24.9B
$35.4M 0.11%
2,784,059
+223,413
+9% +$2.57M
BAX icon
246
Baxter International
BAX
$13.5B
$35.4M 0.11%
936,062
+20,043
+2% +$727K
WWAV
247
DELISTED
The WhiteWave Foods Company
WWAV
$35.3M 0.11%
1,539,054
+1,418,305
+1,175% +$29.5M
ARE icon
248
Alexandria Real Estate Equities
ARE
$8.97B
$35.2M 0.11%
553,566
+17,300
+3% +$1.11M
BMR
249
DELISTED
BIOMED REALTY TRUST INC
BMR
$35.2M 0.11%
1,940,622
-101,154
-5% -$1.92M
CB icon
250
Chubb
CB
$135B
$35.2M 0.11%
339,561
+49,489
+17% +$4.86M
8 9
10
11 12

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.