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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LLL
226
DELISTED
L3 Technologies, Inc.
LLL
| $30.7M | 0.11% |
324,499
+150,592
| +87% | +$13.9M |
|
227
Danaher
DHR
$137B
| $30.6M | 0.11% |
655,732
+40,271
| +7% | +$1.83M |
|
228
United Parcel Service
UPS
$88.6B
| $30.5M | 0.11% |
334,050
-27,973
| -8% | -$2.46M |
|
229
Becton Dickinson
BDX
$45.6B
| $30.4M | 0.11% |
311,055
+48,552
| +18% | +$4.75M |
|
230
Cognizant
CTSH
$24.9B
| $30.3M | 0.11% |
737,978
+34,610
| +5% | +$1.28M |
|
231
American Express
AXP
$227B
| $30.3M | 0.11% |
400,903
+17,493
| +5% | +$1.32M |
|
|
ULQ
232
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $30.1M | 0.11% |
600,800
+460,800
| +329% | +$23.1M |
|
233
Abbott
ABT
$183B
| $29.9M | 0.11% |
901,924
-65,261
| -7% | -$2.29M |
|
|
BSJG
234
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $29.9M | 0.11% |
1,121,179
+1,004,439
| +860% | +$26.6M |
|
235
Republic Services
RSG
$64.8B
| $29.8M | 0.11% |
893,830
+74,150
| +9% | +$2.52M |
|
|
MHFI
236
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
| $29.7M | 0.11% |
453,165
+237,557
| +110% | +$14.4M |
|
237
Pitney Bowes
PBI
$2.4B
| $29.6M | 0.11% |
1,629,958
+786,412
| +93% | +$12.9M |
|
238
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
| $29.4M | 0.11% |
1,984,182
-65,544
| -3% | -$987K |
|
239
Scholastic
SCHL
$767M
| $29.4M | 0.11% |
1,026,522
+31,947
| +3% | +$971K |
|
240
FedEx
FDX
$72.7B
| $29.3M | 0.11% |
256,426
+48,221
| +23% | +$5.2M |
|
241
Walt Disney
DIS
$167B
| $29.3M | 0.11% |
453,593
+2,993
| +0.7% | +$192K |
|
242
Texas Instruments
TXN
$252B
| $29.2M | 0.1% |
724,868
-307,870
| -30% | -$12M |
|
|
FENG
243
Phoenix New Media
FENG
$18.3M
| $29.1M | 0.1% |
430,932
+165,539
| +62% | +$8.07M |
|
244
NetApp
NTAP
$35B
| $29M | 0.1% |
680,222
+116,621
| +21% | +$4.85M |
|
|
ANDV
245
DELISTED
Andeavor
ANDV
| $28.9M | 0.1% |
657,035
+113,439
| +21% | +$5.65M |
|
|
ERF
246
DELISTED
Enerplus Corporation
ERF
| $28.9M | 0.1% |
1,753,041
+676,297
| +63% | +$11.1M |
|
247
Sherwin-Williams
SHW
$82.7B
| $28.9M | 0.1% |
475,119
+145,581
| +44% | +$8.55M |
|
|
WPX
248
DELISTED
WPX Energy, Inc.
WPX
| $28.7M | 0.1% |
1,489,130
+380,397
| +34% | +$7.32M |
|
249
T. Rowe Price
TROW
$23.9B
| $28.6M | 0.1% |
398,158
+54,862
| +16% | +$4.06M |
|
|
REN
250
DELISTED
Resolute Energy Corporaton
REN
| $28.6M | 0.1% |
685,104
+67,461
| +11% | +$2.79M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.