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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
201
iShares Core S&P US Value ETF
IUSV
$27.7B
$848K 0.05%
11,975
– –
LPRO
202
DELISTED
Open Lending Corp
LPRO
$848K 0.05%
23,529
+10,279
+78% +$393K
VYM icon
203
Vanguard High Dividend Yield ETF
VYM
$83.5B
$831K 0.05%
8,050
-209
-3% -$22.1K
IGM icon
204
iShares Expanded Tech Sector ETF
IGM
$10.8B
$816K 0.05%
+12,132
New +$843K
TMO icon
205
Thermo Fisher Scientific
TMO
$220B
$813K 0.05%
1,424
+23
+2% +$12.6K
UNP icon
206
Union Pacific
UNP
$174B
$808K 0.05%
4,123
-156
-4% -$33.7K
IWM icon
207
iShares Russell 2000 ETF
IWM
$81.9B
$793K 0.04%
3,628
– –
SBUX icon
208
Starbucks
SBUX
$120B
$793K 0.04%
7,195
+6
+0.1% +$703
BABA icon
209
Alibaba
BABA
$308B
$786K 0.04%
5,315
+1,053
+25% +$192K
USB icon
210
US Bancorp
USB
$99.6B
$781K 0.04%
13,146
+587
+5% +$33.4K
MA icon
211
Mastercard
MA
$493B
$777K 0.04%
2,237
-264
-11% -$96K
SOXX icon
212
iShares Semiconductor ETF
SOXX
$45.9B
$773K 0.04%
5,202
+4,857
+1,408% +$738K
ITW icon
213
Illinois Tool Works
ITW
$84.5B
$765K 0.04%
3,704
+128
+4% +$28.9K
AMT icon
214
American Tower
AMT
$80.4B
$764K 0.04%
2,881
+9
+0.3% +$2.57K
ITB icon
215
iShares US Home Construction ETF
ITB
$2.41B
$761K 0.04%
11,513
+910
+9% +$64.1K
IAI icon
216
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$756K 0.04%
7,242
-368
-5% -$38.8K
IYC icon
217
iShares US Consumer Discretionary ETF
IYC
$1.23B
$749K 0.04%
9,692
+878
+10% +$69.1K
IEFA icon
218
iShares Core MSCI EAFE ETF
IEFA
$196B
$737K 0.04%
9,933
+524
+6% +$39.9K
HON icon
219
Honeywell
HON
$78B
$719K 0.04%
3,596
-394
-10% -$84K
PFM icon
220
Invesco Dividend Achievers ETF
PFM
$808M
$715K 0.04%
19,910
+51
+0.3% +$1.89K
PHYS icon
221
Sprott Physical Gold
PHYS
$15.7B
$712K 0.04%
51,623
– –
PNFP icon
222
Pinnacle Financial Partners Inc
PNFP
$15.8B
$709K 0.04%
7,543
+859
+13% +$79K
AOR icon
223
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$706K 0.04%
12,742
– –
KMB icon
224
Kimberly-Clark
KMB
$36.5B
$705K 0.04%
5,329
+78
+1% +$10.6K
BDX icon
225
Becton Dickinson
BDX
$48.2B
$703K 0.04%
2,932
+27
+0.9% +$6.62K
7 8
9
10 11

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.