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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
201
Lincoln National
LNC
$8.71B
$738K 0.05%
11,864
-775
-6% -$42.8K
SNA icon
202
Snap-on
SNA
$21.5B
$720K 0.04%
3,122
+112
+4% +$22.1K
ITB icon
203
iShares US Home Construction ETF
ITB
$2.38B
$718K 0.04%
10,590
+1,969
+23% +$121K
IWM icon
204
iShares Russell 2000 ETF
IWM
$81.8B
$714K 0.04%
3,236
-2,947
-48% -$643K
AOR icon
205
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$706K 0.04%
13,187
-205
-2% -$10.9K
IEFA icon
206
iShares Core MSCI EAFE ETF
IEFA
$195B
$685K 0.04%
9,513
+172
+2% +$12.3K
PFM icon
207
Invesco Dividend Achievers ETF
PFM
$806M
$685K 0.04%
19,810
-259
-1% -$8.64K
BDX icon
208
Becton Dickinson
BDX
$48.2B
$675K 0.04%
2,845
+23
+0.8% +$5.62K
IEI icon
209
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$671K 0.04%
5,172
-3,644
-41% -$479K
AMT icon
210
American Tower
AMT
$79.7B
$668K 0.04%
2,798
+11
+0.4% +$2.45K
GLD icon
211
SPDR Gold Trust
GLD
$141B
$665K 0.04%
4,161
+318
+8% +$53.4K
PHYS icon
212
Sprott Physical Gold
PHYS
$15.6B
$665K 0.04%
49,613
+14,750
+42% +$209K
DD icon
213
DuPont de Nemours
DD
$19.2B
$658K 0.04%
6,786
+404
+6% +$38.7K
IYC icon
214
iShares US Consumer Discretionary ETF
IYC
$1.22B
$658K 0.04%
8,795
+1,061
+14% +$77.2K
TXN icon
215
Texas Instruments
TXN
$260B
$649K 0.04%
3,434
+296
+9% +$51.4K
MAR icon
216
Marriott International
MAR
$91.6B
$636K 0.04%
4,294
+2,817
+191% +$385K
MDLZ icon
217
Mondelez International
MDLZ
$79.1B
$634K 0.04%
10,847
+136
+1% +$7.68K
NFLX icon
218
Netflix
NFLX
$308B
$632K 0.04%
12,130
+3,500
+41% +$186K
PPG icon
219
PPG Industries
PPG
$26.2B
$629K 0.04%
4,189
-332
-7% -$47.6K
WCLD
220
WisdomTree Cloud Computing Fund
WCLD
$297M
$626K 0.04%
13,004
+414
+3% +$22.1K
GILD icon
221
Gilead Sciences
GILD
$165B
$625K 0.04%
9,672
-329
-3% -$21.2K
HFRO
222
Highland Opportunities and Income Fund
HFRO
$405M
$622K 0.04%
56,100
-10,900
-16% -$115K
IEZ icon
223
iShares US Oil Equipment & Services ETF
IEZ
$369M
$618K 0.04%
+46,152
New +$621K
DBEF icon
224
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$613K 0.04%
16,896
– –
PSX icon
225
Phillips 66
PSX
$83.7B
$609K 0.04%
7,478
+1,088
+17% +$85.4K
7 8
9
10 11

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RFA
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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.