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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
(+18%)
Cap. Flow
-$4.09M
Cap. Flow
% of AUM
-0.34%
Top 10 Holdings %
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$5.85M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$5.83M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$5.06M |
| 4 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.83M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$2.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$7.55M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.53M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$5.27M |
| 4 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$4.6M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$4.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.73% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 3.06% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 2.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Mondelez International
MDLZ
$79.9B
| $558K | 0.05% |
10,926
+23
| +0.2% | +$1.18K |
|
202
Target
TGT
$68B
| $556K | 0.05% |
4,642
-77
| -2% | -$8.79K |
|
|
WCLD
203
WisdomTree Cloud Computing Fund
WCLD
$297M
| $554K | 0.05% |
+14,225
| New | +$450K |
|
|
DMO
204
Western Asset Mortgage Opportunity Fund
DMO
$120M
| $543K | 0.05% |
+37,032
| New | +$489K |
|
205
iShares Semiconductor ETF
SOXX
$45.9B
| $537K | 0.04% |
5,949
+1,788
| +43% | +$145K |
|
|
HFRO
206
Highland Opportunities and Income Fund
HFRO
$407M
| $533K | 0.04% |
66,300
+11,000
| +20% | +$90.3K |
|
207
Live Oak Bancshares
LOB
$1.97B
| $530K | 0.04% |
36,590
-2,000
| -5% | -$27.1K |
|
208
GE Aerospace
GE
$384B
| $528K | 0.04% |
15,527
-1,692
| -10% | -$57.1K |
|
209
Mastercard
MA
$493B
| $521K | 0.04% |
1,764
+653
| +59% | +$184K |
|
210
iShares US Equity Factor ETF
LRGF
$3.71B
| $520K | 0.04% |
+16,737
| New | +$497K |
|
211
Emerson Electric
EMR
$88.3B
| $519K | 0.04% |
8,373
-1,350
| -14% | -$76.7K |
|
212
Thermo Fisher Scientific
TMO
$220B
| $519K | 0.04% |
1,433
+73
| +5% | +$24.5K |
|
213
ConocoPhillips
COP
$141B
| $509K | 0.04% |
12,135
-603
| -5% | -$24.4K |
|
214
NVIDIA
NVDA
$5.42T
| $506K | 0.04% |
53,280
-36,920
| -41% | -$299K |
|
215
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
| $505K | 0.04% |
9,245
+4,629
| +100% | +$249K |
|
216
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
| $483K | 0.04% |
18,710
+15,278
| +445% | +$395K |
|
217
Enterprise Products Partners
EPD
$81.7B
| $480K | 0.04% |
26,461
+1,073
| +4% | +$19.2K |
|
218
TJX Companies
TJX
$178B
| $477K | 0.04% |
9,442
+527
| +6% | +$26.5K |
|
219
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $471K | 0.04% |
9,066
-2,137
| -19% | -$108K |
|
220
iShares US Technology ETF
IYW
$25.5B
| $471K | 0.04% |
6,984
-160
| -2% | -$9.66K |
|
221
Lockheed Martin
LMT
$136B
| $467K | 0.04% |
1,280
+284
| +29% | +$107K |
|
222
Starbucks
SBUX
$120B
| $467K | 0.04% |
6,353
-94
| -1% | -$7.06K |
|
223
Lincoln National
LNC
$8.81B
| $465K | 0.04% |
12,639
-1,384
| -10% | -$48.7K |
|
224
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
| $465K | 0.04% |
2,840
+2,731
| +2,506% | +$450K |
|
225
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
| $463K | 0.04% |
7,014
-788
| -10% | -$51.1K |
|
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Carroll Financial Associates's Q2 2020 Portfolio in Review
As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.
By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
- Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
- Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
- Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
- Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.
Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.