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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
(-19%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
3.42%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.1M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$10.9M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$9.05M |
| 4 |
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
|
+$7.06M |
| 5 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$35.1M |
| 2 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$10.6M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$7.22M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$6.88M |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$6.27M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.86% |
| 2 | Financials | 5.77% |
| 3 | Healthcare | 3.19% |
| 4 | Consumer Staples | 2.35% |
| 5 | Utilities | 1.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Live Oak Bancshares
LOB
$1.95B
| $481K | 0.05% |
38,590
-2,568
| -6% | -$40.6K |
|
202
SouthState Bank Corp
SSB
$10.5B
| $481K | 0.05% |
8,194
-11,561
| -59% | -$854K |
|
203
General Mills
GIS
$19.9B
| $480K | 0.05% |
9,108
-111
| -1% | -$5.86K |
|
|
HFRO
204
Highland Opportunities and Income Fund
HFRO
$404M
| $471K | 0.05% |
55,300
+1,200
| +2% | +$14K |
|
205
Alibaba
BABA
$317B
| $468K | 0.05% |
2,407
-153
| -6% | -$31.9K |
|
206
Emerson Electric
EMR
$88.5B
| $463K | 0.05% |
9,723
-208
| -2% | -$13.7K |
|
207
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $449K | 0.04% |
13,414
-2,266
| -14% | -$92.4K |
|
208
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
| $447K | 0.04% |
16,684
+14,384
| +625% | +$383K |
|
|
LRFC
209
DELISTED
Logan Ridge Finance Corp
LRFC
| $440K | 0.04% |
23,443
-48
| -0.2% | -$2.09K |
|
210
Target
TGT
$69B
| $438K | 0.04% |
4,719
-122
| -3% | -$13.5K |
|
211
LendingTree
TREE
$453M
| $435K | 0.04% |
2,376
| – | – |
|
212
Corteva
CTVA
$51B
| $432K | 0.04% |
18,405
-228
| -1% | -$6.27K |
|
213
TJX Companies
TJX
$175B
| $426K | 0.04% |
8,915
-1,124
| -11% | -$64.7K |
|
214
iShares Biotechnology ETF
IBB
$9.82B
| $424K | 0.04% |
3,944
-216
| -5% | -$24.9K |
|
215
Starbucks
SBUX
$119B
| $423K | 0.04% |
6,447
-82
| -1% | -$6.63K |
|
|
USFR
216
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $420K | 0.04% |
16,727
+9,548
| +133% | +$240K |
|
217
Northwest Bancshares
NWBI
$2.27B
| $418K | 0.04% |
36,167
+274
| +0.8% | +$3.99K |
|
218
iShares Gold Trust
IAU
$65.1B
| $412K | 0.04% |
13,695
-20,716
| -60% | -$626K |
|
219
American Electric Power
AEP
$66.9B
| $403K | 0.04% |
5,047
-40
| -0.8% | -$3.78K |
|
220
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
| $401K | 0.04% |
4,608
-653
| -12% | -$59.4K |
|
221
Vanguard High Dividend Yield ETF
VYM
$83.7B
| $401K | 0.04% |
5,680
+3,635
| +178% | +$312K |
|
222
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $400K | 0.04% |
9,900
-22,944
| -70% | -$1.13M |
|
223
ConocoPhillips
COP
$148B
| $392K | 0.04% |
12,738
-28
| -0.2% | -$1.42K |
|
224
Thermo Fisher Scientific
TMO
$222B
| $385K | 0.04% |
1,360
+2
| +0.1% | +$631 |
|
225
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
| $382K | 0.04% |
9,090
-4,590
| -34% | -$217K |
|
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Carroll Financial Associates's Q1 2020 Portfolio in Review
As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.
- Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
- Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
- Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
- Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
- Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.
Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.