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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
201
iShares CMBS ETF
CMBS
$472M
$473K 0.04%
+9,162
New +$465K
CDC icon
202
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$465K 0.04%
+10,455
New +$457K
AMJ
203
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$462K 0.04%
18,128
-443
-2% -$11.1K
ACWI icon
204
iShares MSCI ACWI ETF
ACWI
$33.5B
$459K 0.04%
6,365
+451
+8% +$31.4K
AHRT
205
AH Realty Trust
AHRT
$517M
$458K 0.04%
29,385
– –
PFM icon
206
Invesco Dividend Achievers ETF
PFM
$808M
$458K 0.04%
16,559
-985
-6% -$26.1K
OGE icon
207
OGE Energy
OGE
$9.71B
$457K 0.04%
10,599
+7,933
+298% +$329K
KMI icon
208
Kinder Morgan
KMI
$68.7B
$453K 0.04%
22,666
+4,772
+27% +$89.1K
ADBE icon
209
Adobe
ADBE
$105B
$450K 0.04%
1,690
-60
-3% -$15.1K
JPST icon
210
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$450K 0.04%
8,958
-2,256
-20% -$113K
F icon
211
Ford
F
$55.7B
$444K 0.04%
50,580
-1,069
-2% -$9.18K
IZRL icon
212
ARK Israel Innovative Technology ETF
IZRL
$141M
$441K 0.04%
20,190
-14,810
-42% -$312K
ITW icon
213
Illinois Tool Works
ITW
$84.5B
$437K 0.04%
3,050
+211
+7% +$29.2K
TJX icon
214
TJX Companies
TJX
$178B
$433K 0.04%
8,152
– –
VWO icon
215
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$432K 0.04%
10,183
+990
+11% +$40.8K
UNH icon
216
UnitedHealth
UNH
$370B
$430K 0.04%
1,740
-19
-1% -$4.84K
IVW icon
217
iShares S&P 500 Growth ETF
IVW
$77.6B
$417K 0.04%
9,692
-452
-4% -$18.5K
PPG icon
218
PPG Industries
PPG
$26.6B
$415K 0.04%
3,677
+134
+4% +$14.4K
GSEW icon
219
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$411K 0.04%
9,100
– –
VRP icon
220
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$401K 0.04%
16,336
+1,248
+8% +$30.1K
GIS icon
221
General Mills
GIS
$19.7B
$400K 0.04%
7,740
+1,979
+34% +$89.6K
AEP icon
222
American Electric Power
AEP
$68.4B
$399K 0.04%
4,765
+1
+0% +$80
SDY icon
223
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$398K 0.04%
4,006
-230
-5% -$22.1K
VFMF icon
224
Vanguard US Multifactor ETF
VFMF
$733M
$398K 0.04%
5,318
+3,920
+280% +$290K
TGT icon
225
Target
TGT
$68B
$393K 0.04%
4,897
-128
-3% -$9.36K
7 8
9
10 11

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.