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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
201
Kimberly-Clark
KMB
$36.5B
$394K 0.04%
3,474
-57
-2% -$6.39K
YUM icon
202
Yum! Brands
YUM
$41.1B
$394K 0.04%
4,336
– –
ALGN icon
203
Align Technology
ALGN
$12.3B
$391K 0.04%
1,000
– –
IWD icon
204
iShares Russell 1000 Value ETF
IWD
$83.7B
$391K 0.04%
3,095
-155
-5% -$19.5K
ZBH icon
205
Zimmer Biomet
ZBH
$18.4B
$390K 0.04%
3,060
+2
+0.1% +$238
FNDA icon
206
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$388K 0.04%
19,090
+8
+0% +$164
COKE icon
207
Coca-Cola Consolidated
COKE
$12.8B
$382K 0.04%
21,000
– –
PPG icon
208
PPG Industries
PPG
$26.6B
$381K 0.04%
3,493
– –
GSIE icon
209
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$379K 0.04%
12,847
– –
SDY icon
210
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$371K 0.04%
3,791
+3
+0.1% +$291
SBUX icon
211
Starbucks
SBUX
$120B
$366K 0.04%
6,445
-296
-4% -$15.7K
MGK icon
212
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$357K 0.04%
13,945
– –
AMP icon
213
Ameriprise Financial
AMP
$48.8B
$350K 0.04%
2,371
+8
+0.3% +$1.15K
PNC icon
214
PNC Financial Services
PNC
$101B
$347K 0.04%
2,551
+31
+1% +$4.41K
XLV icon
215
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$340K 0.04%
3,576
+565
+19% +$51K
KEY icon
216
KeyCorp
KEY
$24.4B
$339K 0.04%
17,053
-169
-1% -$3.51K
FITB
217
Fifth Third Bancorp
FITB
$51.8B
$338K 0.04%
12,120
– –
PNFP icon
218
Pinnacle Financial Partners Inc
PNFP
$15.8B
$338K 0.04%
5,633
-732
-12% -$46.4K
DVY icon
219
iShares Select Dividend ETF
DVY
$23.6B
$333K 0.04%
3,340
+661
+25% +$66.3K
TIP icon
220
iShares TIPS Bond ETF
TIP
$14.5B
$330K 0.03%
2,989
+127
+4% +$14.2K
AGN
221
DELISTED
Allergan plc
AGN
$323K 0.03%
1,699
+1,428
+527% +$262K
STT icon
222
State Street
STT
$50.7B
$318K 0.03%
3,800
– –
DE icon
223
Deere & Co
DE
$168B
$315K 0.03%
2,101
+72
+4% +$10.3K
RSP icon
224
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$315K 0.03%
2,951
-99
-3% -$10.5K
GIS icon
225
General Mills
GIS
$19.7B
$312K 0.03%
7,274
+1,303
+22% +$59K
7 8
9
10 11

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.