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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
201
iShares National Muni Bond ETF
MUB
$45.5B
$382K 0.04%
3,514
-1,837
-34% -$200K
YUM icon
202
Yum! Brands
YUM
$41.1B
$369K 0.04%
4,336
– –
CMCSA icon
203
Comcast
CMCSA
$90B
$368K 0.04%
10,790
+1,162
+12% +$45.1K
C icon
204
Citigroup
C
$226B
$366K 0.04%
5,422
+183
+3% +$13.8K
COKE icon
205
Coca-Cola Consolidated
COKE
$12.8B
$362K 0.04%
21,000
– –
NVS icon
206
Novartis
NVS
$297B
$360K 0.04%
4,983
+412
+9% +$31.4K
PNFP icon
207
Pinnacle Financial Partners Inc
PNFP
$15.8B
$355K 0.04%
5,542
-994
-15% -$65K
CL icon
208
Colgate-Palmolive
CL
$74.4B
$354K 0.04%
4,939
-245
-5% -$17.6K
AMP icon
209
Ameriprise Financial
AMP
$48.8B
$349K 0.04%
2,363
– –
AMT icon
210
American Tower
AMT
$80.4B
$349K 0.04%
2,407
-75
-3% -$10.6K
EFA icon
211
iShares MSCI EAFE ETF
EFA
$80.2B
$349K 0.04%
5,017
– –
FNDA icon
212
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$349K 0.04%
18,766
+234
+1% +$4.44K
PNC icon
213
PNC Financial Services
PNC
$101B
$346K 0.04%
2,290
+64
+3% +$9.94K
ALGN icon
214
Align Technology
ALGN
$12.3B
$339K 0.04%
1,350
– –
FVD icon
215
First Trust Value Line Dividend Fund
FVD
$8.41B
$336K 0.04%
11,256
-15,304
-58% -$466K
KEY icon
216
KeyCorp
KEY
$24.4B
$336K 0.04%
17,222
+600
+4% +$12.6K
TGT icon
217
Target
TGT
$68B
$336K 0.04%
4,852
+510
+12% +$37.1K
ZBH icon
218
Zimmer Biomet
ZBH
$18.4B
$336K 0.04%
3,182
+210
+7% +$24.4K
RDS.A
219
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$334K 0.04%
5,243
+1
+0% +$66
UNH icon
220
UnitedHealth
UNH
$370B
$330K 0.04%
1,544
-38
-2% -$8.68K
CVS icon
221
CVS Health
CVS
$122B
$329K 0.04%
5,293
-944
-15% -$67.7K
TIP icon
222
iShares TIPS Bond ETF
TIP
$14.5B
$329K 0.04%
2,912
+123
+4% +$13.8K
DE icon
223
Deere & Co
DE
$168B
$319K 0.04%
2,058
+168
+9% +$27.3K
META icon
224
Meta Platforms (Facebook)
META
$1.51T
$313K 0.03%
1,965
+160
+9% +$28.7K
MGK icon
225
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$312K 0.03%
13,925
-1,400
-9% -$32.5K
7 8
9
10 11

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.