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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
201
State Street
STT
$51B
$370K 0.04%
3,800
– –
FITB
202
Fifth Third Bancorp
FITB
$52.6B
$367K 0.04%
12,120
-225
-2% -$6.56K
PGX icon
203
Invesco Preferred ETF
PGX
$3.81B
$363K 0.04%
24,442
+1,003
+4% +$15K
AGG icon
204
iShares Core US Aggregate Bond ETF
AGG
$138B
$356K 0.04%
3,256
-401
-11% -$43.8K
AMT icon
205
American Tower
AMT
$81.5B
$354K 0.04%
2,482
– –
YUM icon
206
Yum! Brands
YUM
$40.4B
$353K 0.04%
4,336
– –
EFA icon
207
iShares MSCI EAFE ETF
EFA
$79.4B
$352K 0.04%
5,017
– –
FNDA icon
208
Schwab Fundamental US Small Company Index ETF
FNDA
$9.41B
$351K 0.04%
18,532
+5,264
+40% +$97.4K
RDS.A
209
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$349K 0.04%
5,242
+41
+0.8% +$2.58K
UNH icon
210
UnitedHealth
UNH
$372B
$348K 0.04%
1,582
-18
-1% -$3.81K
ZBH icon
211
Zimmer Biomet
ZBH
$18.6B
$348K 0.04%
2,972
– –
NVS icon
212
Novartis
NVS
$291B
$343K 0.04%
4,571
-43
-0.9% -$3.24K
MGK icon
213
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.1B
$341K 0.04%
15,325
-3,200
-17% -$69.7K
KEY icon
214
KeyCorp
KEY
$24.9B
$335K 0.04%
16,622
-7,435
-31% -$140K
RF icon
215
Regions Financial
RF
$27.3B
$332K 0.04%
19,266
-303
-2% -$4.84K
VNQ icon
216
Vanguard Real Estate ETF
VNQ
$39.2B
$331K 0.04%
3,989
+222
+6% +$18.6K
ADBE icon
217
Adobe
ADBE
$102B
$321K 0.04%
1,833
-48
-3% -$8.26K
PNC icon
218
PNC Financial Services
PNC
$102B
$321K 0.04%
2,226
– –
ED icon
219
Consolidated Edison
ED
$40B
$320K 0.04%
3,770
– –
NWBI icon
220
Northwest Bancshares
NWBI
$2.35B
$319K 0.03%
19,072
+137
+0.7% +$2.3K
META icon
221
Meta Platforms (Facebook)
META
$1.51T
$318K 0.03%
1,805
+55
+3% +$9.72K
TIP icon
222
iShares TIPS Bond ETF
TIP
$14.5B
$318K 0.03%
2,789
+406
+17% +$46.2K
LQD icon
223
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$316K 0.03%
2,606
-409
-14% -$49.5K
DLTR icon
224
Dollar Tree
DLTR
$25.2B
$315K 0.03%
2,936
-57
-2% -$5.57K
O icon
225
Realty Income
O
$58.7B
$313K 0.03%
5,682
+1,547
+37% +$83.9K
7 8
9
10 11

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RFA
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.