We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
201
Invesco Preferred ETF
PGX
$3.81B
$351K 0.04%
23,439
-34,758
-60% -$524K
COST icon
202
Costco
COST
$420B
$349K 0.04%
2,090
-16
-0.8% -$2.51K
FITB
203
Fifth Third Bancorp
FITB
$52.4B
$348K 0.04%
12,345
-3,332
-21% -$88.4K
GSK icon
204
GSK
GSK
$103B
$347K 0.04%
6,838
-114
-2% -$5.78K
AMT icon
205
American Tower
AMT
$81.7B
$345K 0.04%
2,482
-222
-8% -$30.9K
BSJH
206
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$344K 0.04%
13,415
– –
EFA icon
207
iShares MSCI EAFE ETF
EFA
$79.3B
$343K 0.04%
5,017
-564
-10% -$37.7K
ZBH icon
208
Zimmer Biomet
ZBH
$18.5B
$343K 0.04%
2,972
+107
+4% +$12.4K
NWBI icon
209
Northwest Bancshares
NWBI
$2.34B
$331K 0.04%
18,935
+13,911
+277% +$221K
YUM icon
210
Yum! Brands
YUM
$40.3B
$323K 0.04%
4,336
+7
+0.2% +$527
VOT icon
211
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$321K 0.04%
2,609
+83
+3% +$9.89K
GM icon
212
General Motors
GM
$77.5B
$317K 0.04%
7,236
-796
-10% -$29.1K
RDS.A
213
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$317K 0.04%
5,201
+153
+3% +$8.56K
UNH icon
214
UnitedHealth
UNH
$370B
$316K 0.04%
1,600
-195
-11% -$37.7K
SSB icon
215
SouthState Bank Corp
SSB
$10.6B
$315K 0.04%
3,438
– –
VNQ icon
216
Vanguard Real Estate ETF
VNQ
$39.2B
$314K 0.04%
3,767
-1,717
-31% -$143K
ED icon
217
Consolidated Edison
ED
$40B
$308K 0.04%
3,770
-263
-7% -$21.8K
PBNC
218
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$307K 0.04%
+5,250
New +$277K
SDY icon
219
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$304K 0.03%
3,300
+3
+0.1% +$269
PNC icon
220
PNC Financial Services
PNC
$101B
$301K 0.03%
2,226
– –
IWD icon
221
iShares Russell 1000 Value ETF
IWD
$83.4B
$299K 0.03%
2,491
-355
-12% -$41.4K
META icon
222
Meta Platforms (Facebook)
META
$1.5T
$299K 0.03%
1,750
+85
+5% +$14.2K
RF icon
223
Regions Financial
RF
$27.3B
$298K 0.03%
19,569
-1,037
-5% -$14.9K
BND icon
224
Vanguard Total Bond Market
BND
$158B
$297K 0.03%
3,644
-303
-8% -$24.9K
ALGN icon
225
Align Technology
ALGN
$12.4B
$296K 0.03%
1,590
+40
+3% +$6.85K
7 8
9
10 11

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.