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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
201
Citigroup
C
$222B
$360K 0.04%
5,383
-303
-5% -$18.6K
RJF icon
202
Raymond James Financial
RJF
$33.8B
$360K 0.04%
6,750
– –
MGK icon
203
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$359K 0.04%
17,950
– –
AMT icon
204
American Tower
AMT
$80.8B
$357K 0.04%
2,704
– –
ZBH icon
205
Zimmer Biomet
ZBH
$18.2B
$357K 0.04%
2,865
+309
+12% +$36.6K
AGG icon
206
iShares Core US Aggregate Bond ETF
AGG
$137B
$354K 0.04%
3,237
+8
+0.2% +$874
BSJH
207
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$345K 0.04%
13,415
– –
COST icon
208
Costco
COST
$422B
$336K 0.04%
2,106
-36
-2% -$6.2K
UNH icon
209
UnitedHealth
UNH
$376B
$332K 0.04%
1,795
-68
-4% -$11.9K
IWD icon
210
iShares Russell 1000 Value ETF
IWD
$82.2B
$331K 0.04%
2,846
+305
+12% +$35.1K
GILD icon
211
Gilead Sciences
GILD
$162B
$329K 0.04%
4,659
+54
+1% +$3.59K
NVS icon
212
Novartis
NVS
$297B
$329K 0.04%
4,409
-453
-9% -$32.1K
TIP icon
213
iShares TIPS Bond ETF
TIP
$14.5B
$326K 0.04%
2,877
-14
-0.5% -$1.6K
ED icon
214
Consolidated Edison
ED
$40.1B
$325K 0.04%
4,033
– –
BND icon
215
Vanguard Total Bond Market
BND
$157B
$323K 0.04%
3,947
+76
+2% +$6.21K
CMCSA icon
216
Comcast
CMCSA
$85B
$322K 0.04%
8,284
-1,555
-16% -$61.3K
SBUX icon
217
Starbucks
SBUX
$120B
$322K 0.04%
5,525
+2
+0% +$121
TJX icon
218
TJX Companies
TJX
$174B
$319K 0.04%
8,850
– –
YUM icon
219
Yum! Brands
YUM
$41.8B
$319K 0.04%
4,329
+803
+23% +$55.9K
IXN icon
220
iShares Global Tech ETF
IXN
$8.32B
$309K 0.04%
14,184
+6,216
+78% +$135K
GWW icon
221
W.W. Grainger
GWW
$65.3B
$305K 0.04%
1,695
– –
AMP icon
222
Ameriprise Financial
AMP
$48.3B
$302K 0.04%
2,375
– –
RF icon
223
Regions Financial
RF
$26.4B
$301K 0.04%
20,606
– –
VOT icon
224
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$297K 0.04%
2,526
+2
+0.1% +$232
SSB icon
225
SouthState Bank Corp
SSB
$10.2B
$294K 0.04%
3,438
+83
+2% +$7.17K
7 8
9
10 11

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.