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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.7M
Cap. Flow %
6.33%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
201
American Tower
AMT
$78.3B
$328K 0.04%
2,704
+200
+8% +$22K
NVS icon
202
Novartis
NVS
$294B
$323K 0.04%
4,862
-181
-4% -$12.1K
SBUX icon
203
Starbucks
SBUX
$121B
$322K 0.04%
5,523
+818
+17% +$46.3K
SDY icon
204
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$318K 0.04%
3,613
+236
+7% +$20.6K
ABT icon
205
Abbott
ABT
$183B
$316K 0.04%
7,132
+1,093
+18% +$47.3K
DLTR icon
206
Dollar Tree
DLTR
$24.7B
$314K 0.04%
4,003
+430
+12% +$33K
BND icon
207
Vanguard Total Bond Market
BND
$158B
$313K 0.04%
3,871
-1,750
-31% -$142K
ED icon
208
Consolidated Edison
ED
$39.9B
$313K 0.04%
4,033
– –
GILD icon
209
Gilead Sciences
GILD
$164B
$312K 0.04%
4,605
-500
-10% -$35.2K
FITB
210
Fifth Third Bancorp
FITB
$52.2B
$309K 0.04%
12,195
– –
AMP icon
211
Ameriprise Financial
AMP
$49.6B
$307K 0.04%
2,375
+2,348
+8,696% +$291K
UNH icon
212
UnitedHealth
UNH
$375B
$305K 0.04%
1,863
+315
+20% +$51.6K
ZBH icon
213
Zimmer Biomet
ZBH
$19B
$303K 0.04%
2,556
-42
-2% -$4.76K
RF icon
214
Regions Financial
RF
$27.2B
$299K 0.04%
20,606
+747
+4% +$11K
SSB icon
215
SouthState Bank Corp
SSB
$10.6B
$299K 0.04%
3,355
– –
IWD icon
216
iShares Russell 1000 Value ETF
IWD
$83.2B
$292K 0.04%
2,541
– –
ABBV icon
217
AbbVie
ABBV
$435B
$289K 0.04%
4,439
+35
+0.8% +$2.2K
VOT icon
218
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$285K 0.04%
2,524
+15
+0.6% +$1.67K
DBJP icon
219
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$692M
$277K 0.04%
7,400
-3,910
-35% -$148K
FXG icon
220
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$274K 0.03%
5,944
-3,454
-37% -$159K
HSCZ icon
221
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$245M
$270K 0.03%
9,977
-211,269
-95% -$5.59M
RSP icon
222
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$268K 0.03%
2,951
– –
PNC icon
223
PNC Financial Services
PNC
$102B
$267K 0.03%
2,226
+297
+15% +$36.4K
IUSG icon
224
iShares Core S&P US Growth ETF
IUSG
$33.5B
$266K 0.03%
5,740
+795
+16% +$36K
DVY icon
225
iShares Select Dividend ETF
DVY
$23.5B
$264K 0.03%
2,898
-408
-12% -$36.9K
7 8
9
10 11

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RFA
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.