CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHI
201
DELISTED
Baker Hughes
BHI
$286K 0.04%
4,409
-67
-1% -$4.35K
RF icon
202
Regions Financial
RF
$24.1B
$285K 0.04%
19,859
-326
-2% -$4.68K
IWD icon
203
iShares Russell 1000 Value ETF
IWD
$63.5B
$284K 0.04%
2,541
+91
+4% +$10.2K
KKR icon
204
KKR & Co
KKR
$121B
$284K 0.04%
18,498
+3
+0% +$46
AXP icon
205
American Express
AXP
$227B
$278K 0.04%
3,755
+228
+6% +$16.9K
ABBV icon
206
AbbVie
ABBV
$375B
$275K 0.04%
4,404
+246
+6% +$15.4K
DLTR icon
207
Dollar Tree
DLTR
$20.6B
$275K 0.04%
3,573
-6
-0.2% -$462
CAT icon
208
Caterpillar
CAT
$198B
$266K 0.04%
2,879
– –
VOT icon
209
Vanguard Mid-Cap Growth ETF
VOT
$17.5B
$265K 0.04%
2,509
+164
+7% +$17.3K
AMT icon
210
American Tower
AMT
$92.9B
$264K 0.04%
2,504
– –
HDLS
211
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
$263K 0.04%
10,743
+2,213
+26% +$54.2K
PCY icon
212
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.24B
$261K 0.04%
9,268
+2,866
+45% +$80.7K
PHYS icon
213
Sprott Physical Gold
PHYS
$12.8B
$261K 0.04%
27,900
+7,400
+36% +$69.2K
SBUX icon
214
Starbucks
SBUX
$97.1B
$261K 0.04%
4,705
-518
-10% -$28.7K
ZBH icon
215
Zimmer Biomet
ZBH
$20.9B
$260K 0.04%
2,598
– –
RSP icon
216
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$255K 0.04%
2,951
-127
-4% -$11K
EOG icon
217
EOG Resources
EOG
$64.4B
$249K 0.04%
2,464
– –
WT icon
218
WisdomTree
WT
$1.98B
$248K 0.04%
22,350
-38,342
-63% -$425K
APC
219
DELISTED
Anadarko Petroleum
APC
$248K 0.04%
3,568
-1,785
-33% -$124K
LUMN icon
220
Lumen
LUMN
$4.87B
$247K 0.04%
10,390
-100
-1% -$2.38K
UNH icon
221
UnitedHealth
UNH
$286B
$247K 0.04%
1,548
-310
-17% -$49.5K
GD icon
222
General Dynamics
GD
$86.8B
$239K 0.03%
1,387
+60
+5% +$10.3K
STT icon
223
State Street
STT
$32B
$239K 0.03%
3,077
+77
+3% +$5.98K
VO icon
224
Vanguard Mid-Cap ETF
VO
$87.3B
$236K 0.03%
1,830
+95
+5% +$12.3K
O icon
225
Realty Income
O
$54.2B
$234K 0.03%
4,205
+23
+0.5% +$1.28K
7 8
9
10 11