CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.33%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$29.3M
Cap. Flow %
6.11%
Top 10 Hldgs %
43.82%
Holding
1,296
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$10.8M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.8M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.4M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.69M

Top Sells

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.6M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.8M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.03M
4
SE
Spectra Energy Corp Wi
SE
+$1.73M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCS.PRD.CL
201
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$220K 0.05%
8,300
– –
XMLV icon
202
Invesco S&P MidCap Low Volatility ETF
XMLV
$815M
$219K 0.05%
6,444
+1,704
+36% +$57.9K
YUM icon
203
Yum! Brands
YUM
$41.1B
$215K 0.04%
4,110
– –
AMZN icon
204
Amazon
AMZN
$2.52T
$210K 0.04%
6,220
+1,780
+40% +$60.1K
JCI icon
205
Johnson Controls International
JCI
$70.1B
$208K 0.04%
5,036
+149
+3% +$6.15K
NEE icon
206
NextEra Energy, Inc.
NEE
$144B
$205K 0.04%
7,900
+520
+7% +$13.5K
TEVA icon
207
Teva Pharmaceuticals
TEVA
$22.1B
$205K 0.04%
3,125
– –
TJX icon
208
TJX Companies
TJX
$157B
$202K 0.04%
5,718
+500
+10% +$17.7K
F icon
209
Ford
F
$46.5B
$197K 0.04%
14,018
+38
+0.3% +$534
EOG icon
210
EOG Resources
EOG
$64.2B
$195K 0.04%
2,764
+2,269
+458% +$160K
USB icon
211
US Bancorp
USB
$75.7B
$193K 0.04%
4,545
+1,188
+35% +$50.4K
UNH icon
212
UnitedHealth
UNH
$290B
$191K 0.04%
1,631
+300
+23% +$35.1K
ABBV icon
213
AbbVie
ABBV
$371B
$190K 0.04%
3,214
+39
+1% +$2.31K
RF icon
214
Regions Financial
RF
$24.1B
$190K 0.04%
19,816
+7,400
+60% +$71K
VOT icon
215
Vanguard Mid-Cap Growth ETF
VOT
$17.7B
$189K 0.04%
1,905
+1,544
+428% +$153K
BSJG
216
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$189K 0.04%
7,340
+970
+15% +$25K
HSIC icon
217
Henry Schein
HSIC
$8.21B
$187K 0.04%
3,024
+102
+3% +$6.31K
SGOL icon
218
abrdn Physical Gold Shares ETF
SGOL
$5.79B
$181K 0.04%
17,500
– –
MCK icon
219
McKesson
MCK
$86.7B
$178K 0.04%
903
+20
+2% +$3.94K
PHYS icon
220
Sprott Physical Gold
PHYS
$13B
$178K 0.04%
20,500
– –
FEZ icon
221
SPDR Euro Stoxx 50 ETF
FEZ
$4.57B
$175K 0.04%
5,100
-600
-11% -$20.6K
IYW icon
222
iShares US Technology ETF
IYW
$23.2B
$175K 0.04%
6,576
+500
+8% +$13.3K
NSC icon
223
Norfolk Southern
NSC
$61.8B
$174K 0.04%
2,063
+243
+13% +$20.5K
ADBE icon
224
Adobe
ADBE
$152B
$172K 0.04%
1,839
-3
-0.2% -$281
GPC icon
225
Genuine Parts
GPC
$19.5B
$166K 0.03%
1,940
+55
+3% +$4.71K
7 8
9
10 11