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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
201
PPG Industries
PPG
$26.6B
$193K 0.04%
1,918
-196
-9% -$19.9K
NEE icon
202
NextEra Energy
NEE
$177B
$192K 0.04%
7,380
+548
+8% +$13.9K
BDCS
203
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$189K 0.04%
+9,360
New +$200K
TJX icon
204
TJX Companies
TJX
$178B
$188K 0.04%
5,218
+224
+4% +$7.85K
BIIB icon
205
Biogen
BIIB
$30.7B
$187K 0.04%
680
-27
-4% -$8.92K
PNC icon
206
PNC Financial Services
PNC
$101B
$186K 0.04%
2,130
+16
+0.8% +$1.5K
SIVR icon
207
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$185K 0.04%
12,000
– –
GMK
208
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$185K 0.04%
3,000
– –
FXG icon
209
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$184K 0.04%
+4,219
New +$186K
VDE icon
210
Vanguard Energy ETF
VDE
$9.74B
$183K 0.04%
1,968
-104
-5% -$9.87K
TEVA icon
211
Teva Pharmaceuticals
TEVA
$41.2B
$181K 0.04%
3,125
-128
-4% -$8.3K
CAT icon
212
Caterpillar
CAT
$387B
$172K 0.04%
2,474
+500
+25% +$38.2K
ABBV icon
213
AbbVie
ABBV
$435B
$170K 0.04%
3,175
+172
+6% +$11.2K
EQAL icon
214
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$168K 0.04%
7,000
– –
HSIC icon
215
Henry Schein
HSIC
$9.82B
$167K 0.04%
2,922
– –
CERN
216
DELISTED
Cerner Corp
CERN
$167K 0.04%
2,547
+2,272
+826% +$148K
IEV icon
217
iShares Europe ETF
IEV
$1.7B
$165K 0.04%
3,947
-144
-4% -$6.16K
BSJG
218
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$165K 0.04%
+6,370
New +$166K
MCK icon
219
McKesson
MCK
$101B
$164K 0.04%
883
-50
-5% -$10.6K
TGT icon
220
Target
TGT
$68B
$163K 0.04%
2,136
– –
GPC icon
221
Genuine Parts
GPC
$18.7B
$162K 0.04%
1,885
– –
XMLV icon
222
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$160K 0.04%
4,740
+88
+2% +$2.95K
ADBE icon
223
Adobe
ADBE
$105B
$158K 0.04%
1,842
-25
-1% -$2.03K
IYW icon
224
iShares US Technology ETF
IYW
$25.2B
$158K 0.04%
6,076
+252
+4% +$6.51K
HBI
225
DELISTED
Hanesbrands
HBI
$157K 0.03%
5,620
+800
+17% +$24.8K
7 8
9
10 11

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.