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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHN icon
201
First Horizon
FHN
$12.1B
$70K 0.04%
5,166
-480
-9% -$6.08K
PNC icon
202
PNC Financial Services
PNC
$101B
$70K 0.04%
800
-1,129
-59% -$97.9K
RF icon
203
Regions Financial
RF
$26.8B
$68K 0.04%
7,546
-3,002
-28% -$30K
COKE icon
204
Coca-Cola Consolidated
COKE
$12.5B
$66K 0.04%
6,510
– –
DGRE icon
205
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$66K 0.04%
2,630
+810
+45% +$20.3K
ITM icon
206
VanEck Intermediate Muni ETF
ITM
$2.15B
$66K 0.04%
1,365
– –
PX
207
DELISTED
Praxair Inc
PX
$66K 0.04%
540
-1,800
-77% -$228K
RDS.A
208
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$65K 0.04%
1,063
-587
-36% -$37.9K
QQEW icon
209
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$64K 0.04%
+1,500
New +$61.9K
DEO icon
210
Diageo
DEO
$51.6B
$63K 0.04%
535
-482
-47% -$56K
LLY icon
211
Eli Lilly
LLY
$1.06T
$63K 0.04%
902
-497
-36% -$33.5K
ODP
212
DELISTED
ODP
ODP
$63K 0.04%
661
+600
+984% +$38.2K
SIAL
213
DELISTED
SIGMA - ALDRICH CORP
SIAL
$63K 0.04%
460
– –
MDLZ icon
214
Mondelez International
MDLZ
$80.1B
$62K 0.04%
1,713
-379
-18% -$13.8K
MET icon
215
MetLife
MET
$63.7B
$62K 0.04%
1,416
+698
+97% +$33.2K
MTD icon
216
Mettler-Toledo International
MTD
$28.5B
$62K 0.04%
200
– –
VXF icon
217
Vanguard Extended Market ETF
VXF
$31.2B
$62K 0.04%
705
+153
+28% +$13.1K
DOC icon
218
Healthpeak Properties
DOC
$14.5B
$61K 0.04%
1,480
+804
+119% +$31.9K
MMP
219
DELISTED
Magellan Midstream Partners, L.P.
MMP
$61K 0.04%
746
+733
+5,638% +$59.9K
RDS.B
220
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$61K 0.04%
+894
New +$64.4K
BEN icon
221
Franklin Resources
BEN
$17.3B
$60K 0.04%
1,134
– –
BNCN
222
DELISTED
BNC Bancorp
BNCN
$60K 0.04%
3,709
-20,000
-84% -$337K
KMB icon
223
Kimberly-Clark
KMB
$36.1B
$59K 0.04%
537
+1
+0.2% +$111
WAT icon
224
Waters Corp
WAT
$39.2B
$59K 0.04%
495
– –
BPL
225
DELISTED
Buckeye Partners, L.P.
BPL
$59K 0.04%
800
– –
7 8
9
10 11

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RFA
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.