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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
(+17%)
Cap. Flow
+$37.9M
Cap. Flow
% of AUM
10.59%
Top 10 Holdings %
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.91M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.93M |
| 3 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$1.58M |
| 4 |
Hormel Foods
HRL
|
+$1.55M |
| 5 |
DuPont de Nemours
DD
|
+$1.55M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$732K |
| 2 |
Williams Companies
WMB
|
+$490K |
| 3 |
Peoples Bancorp of North Carolina
PEBK
|
+$388K |
| 4 |
Johnson & Johnson
JNJ
|
+$354K |
| 5 |
Rio Tinto
RIO
|
+$148K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.14% |
| 2 | Technology | 9.32% |
| 3 | Energy | 9.11% |
| 4 | Healthcare | 5.76% |
| 5 | Industrials | 4.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Costco
COST
$418B
| $132K | 0.04% |
1,143
+105
| +10% | +$12K |
|
202
American Electric Power
AEP
$69.2B
| $131K | 0.04% |
2,345
+650
| +38% | +$34.3K |
|
|
ITC
203
DELISTED
ITC HOLDINGS CORP
ITC
| $131K | 0.04% |
+3,600
| New | +$133K |
|
204
Diageo
DEO
$48.7B
| $130K | 0.04% |
1,018
+1
| +0.1% | +$126 |
|
205
Target
TGT
$67B
| $130K | 0.04% |
2,235
| – | – |
|
206
Halliburton
HAL
$26.8B
| $128K | 0.04% |
1,797
+125
| +7% | +$8.01K |
|
207
NextEra Energy
NEE
$179B
| $128K | 0.04% |
4,992
-144
| -3% | -$3.5K |
|
208
Regions Financial
RF
$27.5B
| $124K | 0.03% |
11,640
+387
| +3% | +$4.04K |
|
|
SCHW
209
Charles Schwab
SCHW
$187B
| $124K | 0.03% |
4,600
| – | – |
|
210
iShares S&P 500 Value ETF
IVE
$49.9B
| $121K | 0.03% |
1,338
+520
| +64% | +$45.9K |
|
211
NiSource
NI
$20.4B
| $120K | 0.03% |
7,750
| – | – |
|
|
OAK
212
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $120K | 0.03% |
2,400
+2,000
| +500% | +$104K |
|
|
EMC
213
DELISTED
EMC CORPORATION
EMC
| $119K | 0.03% |
4,521
| – | – |
|
214
APA Corp
APA
$12.5B
| $117K | 0.03% |
1,158
+2
| +0.2% | +$181 |
|
215
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $117K | 0.03% |
2,610
| – | – |
|
216
Hershey
HSY
$36B
| $116K | 0.03% |
1,190
| – | – |
|
217
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
| $116K | 0.03% |
8,000
| – | – |
|
218
Unilever
UL
$138B
| $116K | 0.03% |
2,283
| – | – |
|
|
STR
219
DELISTED
QUESTAR CORP
STR
| $112K | 0.03% |
4,500
| – | – |
|
|
BMS
220
DELISTED
Bemis
BMS
| $110K | 0.03% |
2,700
| – | – |
|
221
Allstate
ALL
$68.4B
| $108K | 0.03% |
1,834
| – | – |
|
222
Eaton
ETN
$176B
| $108K | 0.03% |
1,393
+85
| +6% | +$6.31K |
|
223
National Bankshares
NKSH
$257M
| $108K | 0.03% |
3,500
| – | – |
|
224
iShares Russell 1000 Value ETF
IWD
$83.5B
| $107K | 0.03% |
1,052
| – | – |
|
|
APU
225
DELISTED
AmeriGas Partners, L.P.
APU
| $107K | 0.03% |
+2,350
| New | +$107K |
|
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Carroll Financial Associates's Q2 2014 Portfolio in Review
As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.
- Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
- Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
- Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
- Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
- Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
- Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.
Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.