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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
201
NiSource
NI
$20.8B
$108K 0.04%
8,360
-525
-6% -$6.51K
RF icon
202
Regions Financial
RF
$26.8B
$106K 0.04%
10,761
+164
+2% +$1.58K
L icon
203
Loews
L
$23.7B
$105K 0.04%
2,189
-118
-5% -$5.64K
STR
204
DELISTED
QUESTAR CORP
STR
$103K 0.04%
4,500
– –
NEE icon
205
NextEra Energy
NEE
$176B
$102K 0.04%
4,800
-28
-0.6% -$590
KRFT
206
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$102K 0.04%
1,897
+12
+0.6% +$641
NCI
207
DELISTED
Navigant Consulting, Inc.
NCI
$101K 0.04%
5,300
– –
ALL icon
208
Allstate
ALL
$69.6B
$100K 0.04%
1,834
– –
F icon
209
Ford
F
$55B
$100K 0.04%
6,544
-2,610
-29% -$43.8K
IWD icon
210
iShares Russell 1000 Value ETF
IWD
$83.2B
$99K 0.04%
1,052
– –
NE
211
DELISTED
Noble Corporation
NE
$99K 0.04%
3,032
+115
+4% +$3.82K
PHA.CL
212
DELISTED
PULTEGROUP, INC 7.375% SENIOR NOTES DUE 6/01/2046
PHA.CL
$99K 0.04%
4,000
– –
MUB icon
213
iShares National Muni Bond ETF
MUB
$45.3B
$96K 0.03%
929
+722
+349% +$75.3K
PLPC icon
214
Preformed Line Products
PLPC
$2.25B
$95K 0.03%
1,300
– –
DE icon
215
Deere & Co
DE
$166B
$94K 0.03%
1,038
+200
+24% +$16.9K
FMC icon
216
FMC
FMC
$1.32B
$94K 0.03%
1,449
+143
+11% +$9.07K
DATA
217
DELISTED
Tableau Software, Inc.
DATA
$93K 0.03%
+1,354
New +$88.7K
ROST icon
218
Ross Stores
ROST
$81.6B
$91K 0.03%
2,438
– –
GMK
219
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$91K 0.03%
3,000
– –
GG
220
DELISTED
Goldcorp Inc
GG
$91K 0.03%
4,234
-9,900
-70% -$232K
ETN icon
221
Eaton
ETN
$174B
$88K 0.03%
1,162
– –
XLE icon
222
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$88K 0.03%
1,996
– –
VIAB
223
DELISTED
Viacom Inc. Class B
VIAB
$85K 0.03%
980
+56
+6% +$4.62K
ORLY icon
224
O'Reilly Automotive
ORLY
$76.2B
$84K 0.03%
9,795
– –
GS icon
225
Goldman Sachs
GS
$301B
$83K 0.03%
469
– –
7 8
9
10 11

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6M
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.