CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$9.62M
3
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

1
+$8.86M
2
+$5.21M
3
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGOV icon
2001
iShares International Treasury Bond ETF
IGOV
$1.16B
$0 ﹤0.01%
18
+1
IMNN icon
2002
Imunon
IMNN
$11.2M
$0 ﹤0.01%
+2
IMO icon
2003
Imperial Oil
IMO
$61.3B
– –
-1,825
INCY icon
2004
Incyte
INCY
$19B
– –
-10
INN
2005
Summit Hotel Properties
INN
$511M
$0 ﹤0.01%
+100
ITT icon
2006
ITT
ITT
$19.6B
$0 ﹤0.01%
+4
IUSB icon
2007
iShares Core Universal USD Bond ETF
IUSB
$36.4B
– –
0
IYE icon
2008
iShares US Energy ETF
IYE
$1.59B
– –
-4,137
JBL icon
2009
Jabil
JBL
$35.7B
– –
0
JD icon
2010
JD.com
JD
$40.9B
– –
-200
JEF icon
2011
Jefferies Financial Group
JEF
$9.34B
– –
-659
JPEM icon
2012
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
$0 ﹤0.01%
12
JPI
2013
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-1,000
JQC icon
2014
Nuveen Credit Strategies Income Fund
JQC
$710M
$0 ﹤0.01%
15
-3,000
JRS icon
2015
Nuveen Real Estate Income Fund
JRS
$233M
– –
-9,615
OPLN
2016
Openlane
OPLN
$3.37B
$0 ﹤0.01%
28
KBA icon
2017
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$192M
– –
-909
KBWB icon
2018
Invesco KBW Bank ETF
KBWB
$5.33B
– –
0
KBWY icon
2019
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$273M
– –
-456
KIE icon
2020
State Street SPDR S&P Insurance ETF
KIE
$425M
$0 ﹤0.01%
21
KTB icon
2021
Kontoor Brands
KTB
$4.19B
$0 ﹤0.01%
12
KTOS icon
2022
Kratos Defense & Security Solutions
KTOS
$12.3B
– –
-63
LCID icon
2023
Lucid Motors
LCID
$2.3B
– –
-25
LILA icon
2024
Liberty Latin America Class A
LILA
$1.7B
$0 ﹤0.01%
8
LILAK icon
2025
Liberty Latin America Class C
LILAK
$1.74B
$0 ﹤0.01%
26
78 79 80
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