CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$15.8M
2
+$9.38M
3
+$4.68M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.92M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.76M

Top Sells

1
+$8.62M
2
+$5.03M
3
+$2.97M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.5M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.94M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
2001
Honda
HMC
$38.7B
$0 ﹤0.01%
+10
HPF
2002
John Hancock Preferred Income Fund II
HPF
$361M
– –
0
HST icon
2003
Host Hotels & Resorts
HST
$12.3B
$0 ﹤0.01%
26
HYMC icon
2004
Hycroft Mining Holding Corp
HYMC
$619M
– –
-20
IEUR icon
2005
iShares Core MSCI Europe ETF
IEUR
$6.74B
– –
0
IGLB icon
2006
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.57B
$0 ﹤0.01%
9
IGOV icon
2007
iShares International Treasury Bond ETF
IGOV
$1.11B
$0 ﹤0.01%
18
+1
IMNN icon
2008
Imunon
IMNN
$10.1M
$0 ﹤0.01%
+2
IMO icon
2009
Imperial Oil
IMO
$46.4B
– –
-1,825
INCY icon
2010
Incyte
INCY
$20.8B
– –
-10
INN
2011
Summit Hotel Properties
INN
$607M
$0 ﹤0.01%
+100
ITT icon
2012
ITT
ITT
$14.7B
$0 ﹤0.01%
+4
IUSB icon
2013
iShares Core Universal USD Bond ETF
IUSB
$33.4B
– –
0
IYE icon
2014
iShares US Energy ETF
IYE
$1.16B
– –
-4,137
JBL icon
2015
Jabil
JBL
$22.8B
– –
0
JD icon
2016
JD.com
JD
$45.1B
– –
-200
JEF icon
2017
Jefferies Financial Group
JEF
$11.2B
– –
-659
JPEM icon
2018
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$356M
$0 ﹤0.01%
12
JPI
2019
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-1,000
JQC icon
2020
Nuveen Credit Strategies Income Fund
JQC
$754M
$0 ﹤0.01%
15
-3,000
JRS icon
2021
Nuveen Real Estate Income Fund
JRS
$228M
– –
-9,615
KAR icon
2022
Openlane
KAR
$2.67B
$0 ﹤0.01%
28
KBA icon
2023
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$256M
– –
-909
KBWB icon
2024
Invesco KBW Bank ETF
KBWB
$5.17B
– –
0
KBWY icon
2025
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$243M
– –
-456
78 79 80
81
82