CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$15.8M
2
+$9.38M
3
+$4.68M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.92M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.76M

Top Sells

1
+$8.62M
2
+$5.03M
3
+$2.97M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.5M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.94M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERH
1976
Allspring Utilities & High Income Fund
ERH
$113M
– –
0
ERIC icon
1977
Ericsson
ERIC
$32.4B
$0 ﹤0.01%
20
EMBJ
1978
Embraer S.A. ADS
EMBJ
$11.8B
– –
0
ESTC icon
1979
Elastic
ESTC
$9.57B
$0 ﹤0.01%
+4
FAZ icon
1980
Direxion Daily Financial Bear 3x Shares
FAZ
$1.08B
– –
0
FDG icon
1981
American Century Focused Dynamic Growth ETF
FDG
$358M
– –
-430
SYSB
1982
iShares Systematic Bond ETF
SYSB
$89.8M
– –
-2,419
FLS icon
1983
Flowserve
FLS
$8.8B
$0 ﹤0.01%
+11
FNDC icon
1984
Schwab Fundamental International Small Company Index ETF
FNDC
$2.98B
$0 ﹤0.01%
18
FNDF icon
1985
Schwab Fundamental International Large Company Index ETF
FNDF
$18.5B
$0 ﹤0.01%
29
FOF icon
1986
Cohen & Steers Closed End Opportunity Fund
FOF
$357M
– –
-5,500
FOX icon
1987
Fox Class B
FOX
$26.4B
$0 ﹤0.01%
+2
FUN icon
1988
Cedar Fair
FUN
$1.83B
$0 ﹤0.01%
+3
FUTU icon
1989
Futu Holdings
FUTU
$25.8B
$0 ﹤0.01%
7
-6
FXF icon
1990
Invesco CurrencyShares Swiss Franc Trust
FXF
$390M
– –
-455
FYT icon
1991
First Trust Small Cap Value AlphaDEX Fund
FYT
$134M
– –
-599
GDRX icon
1992
GoodRx Holdings
GDRX
$1.06B
$0 ﹤0.01%
3
-5
GEN icon
1993
Gen Digital
GEN
$15.9B
$0 ﹤0.01%
+22
GL icon
1994
Globe Life
GL
$10.5B
– –
-2,954
GMAB icon
1995
Genmab
GMAB
$17.6B
$0 ﹤0.01%
+11
GME icon
1996
GameStop
GME
$9.63B
$0 ﹤0.01%
4
GPRE icon
1997
Green Plains
GPRE
$706M
– –
-1,840
GTX icon
1998
Garrett Motion
GTX
$3.41B
$0 ﹤0.01%
+16
HACK icon
1999
Amplify Cybersecurity ETF
HACK
$2.34B
– –
-3,351
HLF icon
2000
Herbalife
HLF
$939M
– –
-3,197
78 79
80
81 82