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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares Russell 1000 ETF
IWB
$50.2B
| $1.11M | 0.06% |
4,616
-391
| -8% | -$97.2K |
|
177
UnitedHealth
UNH
$370B
| $1.09M | 0.06% |
2,798
+39
| +1% | +$16.2K |
|
178
Parsons
PSN
$5.08B
| $1.09M | 0.06% |
32,312
+635
| +2% | +$23.2K |
|
|
NVO
179
Novo Nordisk
NVO
$209B
| $1.07M | 0.06% |
22,326
+76
| +0.3% | +$3.67K |
|
180
Eaton
ETN
$174B
| $1.06M | 0.06% |
7,134
+274
| +4% | +$43.8K |
|
181
ConocoPhillips
COP
$141B
| $1.06M | 0.06% |
15,582
+4,351
| +39% | +$251K |
|
182
iShares US Regional Banks ETF
IAT
$678M
| $1.04M | 0.06% |
17,113
+1,199
| +8% | +$69K |
|
183
Qualcomm
QCOM
$176B
| $1.03M | 0.06% |
8,026
-446
| -5% | -$63.3K |
|
184
Aflac
AFL
$62.6B
| $1.03M | 0.06% |
19,794
| – | – |
|
185
FedEx
FDX
$75.4B
| $1.02M | 0.06% |
4,644
+957
| +26% | +$260K |
|
186
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
| $1M | 0.06% |
26,737
+89
| +0.3% | +$3.33K |
|
187
Bristol-Myers Squibb
BMY
$132B
| $995K | 0.06% |
16,828
-1,230
| -7% | -$81K |
|
188
Arthur J. Gallagher & Co
AJG
$63.6B
| $980K | 0.05% |
6,595
-13
| -0.2% | -$1.86K |
|
|
SPCK
189
The SPAC and New Issue ETF
SPCK
$8.26M
| $971K | 0.05% |
+33,800
| New | +$975K |
|
190
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $970K | 0.05% |
12,251
| – | – |
|
191
Unilever
UL
$136B
| $969K | 0.05% |
15,900
-152
| -0.9% | -$9.69K |
|
192
iShares US Technology ETF
IYW
$25.5B
| $955K | 0.05% |
9,438
+3,296
| +54% | +$344K |
|
193
Lincoln National
LNC
$8.81B
| $942K | 0.05% |
13,709
+2
| +0% | +$131 |
|
194
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $912K | 0.05% |
13,805
-212
| -2% | -$14.5K |
|
195
Raymond James Financial
RJF
$34B
| $897K | 0.05% |
9,723
+13
| +0.1% | +$1.16K |
|
|
FITB
196
Fifth Third Bancorp
FITB
$51.8B
| $880K | 0.05% |
20,744
+6
| +0% | +$230 |
|
197
GE Aerospace
GE
$384B
| $880K | 0.05% |
14,035
+382
| +3% | +$24.6K |
|
198
iShares US Financial Services ETF
IYG
$2.2B
| $874K | 0.05% |
13,941
+1,095
| +9% | +$68.7K |
|
199
Clorox
CLX
$12.7B
| $859K | 0.05% |
5,187
-452
| -8% | -$77.8K |
|
|
WCLD
200
WisdomTree Cloud Computing Fund
WCLD
$297M
| $851K | 0.05% |
14,784
-1,146
| -7% | -$67.1K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.