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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
176
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$960K 0.06%
12,251
-132
-1% -$10.2K
IYT icon
177
iShares US Transportation ETF
IYT
$2.28B
$954K 0.06%
14,824
+3,924
+36% +$230K
BX icon
178
Blackstone
BX
$110B
$949K 0.06%
12,736
-4,110
-24% -$284K
GE icon
179
GE Aerospace
GE
$385B
$925K 0.06%
14,135
+186
+1% +$11.3K
IAT icon
180
iShares US Regional Banks ETF
IAT
$674M
$895K 0.06%
15,798
+11,116
+237% +$588K
RORO
181
DELISTED
ATAC US Rotation ETF
RORO
$893K 0.05%
+40,059
New +$897K
VFMF icon
182
Vanguard US Multifactor ETF
VFMF
$923M
$883K 0.05%
9,122
-8,109
-47% -$745K
NVDA icon
183
NVIDIA
NVDA
$5.41T
$875K 0.05%
65,520
+5,960
+10% +$80.1K
COP icon
184
ConocoPhillips
COP
$145B
$870K 0.05%
16,433
+4,895
+42% +$241K
MA icon
185
Mastercard
MA
$493B
$861K 0.05%
2,420
+404
+20% +$141K
POWA icon
186
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$848K 0.05%
13,894
+224
+2% +$13.3K
IYJ icon
187
iShares US Industrials ETF
IYJ
$1.95B
$840K 0.05%
7,955
+1,268
+19% +$127K
IUSV icon
188
iShares Core S&P US Value ETF
IUSV
$27.7B
$837K 0.05%
12,155
+321
+3% +$21.1K
CRM icon
189
Salesforce
CRM
$157B
$829K 0.05%
3,916
+1,711
+78% +$381K
AJG icon
190
Arthur J. Gallagher & Co
AJG
$63.7B
$827K 0.05%
6,636
– –
HON icon
191
Honeywell
HON
$77.6B
$824K 0.05%
4,030
-52
-1% -$10.2K
VYM icon
192
Vanguard High Dividend Yield ETF
VYM
$83.6B
$813K 0.05%
8,050
-55
-0.7% -$5.31K
RJF icon
193
Raymond James Financial
RJF
$33.8B
$797K 0.05%
9,755
+18
+0.2% +$1.34K
SOXX icon
194
iShares Semiconductor ETF
SOXX
$46.1B
$797K 0.05%
5,646
+510
+10% +$69.8K
ITW icon
195
Illinois Tool Works
ITW
$84.2B
$786K 0.05%
3,549
+3
+0.1% +$623
KMB icon
196
Kimberly-Clark
KMB
$35.7B
$783K 0.05%
5,635
+94
+2% +$12.5K
SBUX icon
197
Starbucks
SBUX
$120B
$769K 0.05%
7,041
+809
+13% +$84.9K
FITB
198
Fifth Third Bancorp
FITB
$51.6B
$762K 0.05%
20,348
-150
-0.7% -$5.09K
NVO
199
Novo Nordisk
NVO
$208B
$753K 0.05%
22,360
– –
GOVT icon
200
iShares US Treasury Bond ETF
GOVT
$43.7B
$741K 0.05%
28,301
-2,355
-8% -$62.9K
6 7
8
9 10

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.