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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
(+16%)
Cap. Flow
+$35.5M
Cap. Flow
% of AUM
2.36%
Top 10 Holdings %
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.5M |
| 2 |
LHA Market State Tactical Beta ETF
MSTB
|
+$7.7M |
| 3 |
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
|
+$6.42M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$5.32M |
| 5 |
Innovator Emerging Markets Power Buffer ETF January
EJAN
|
+$5.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$13M |
| 2 |
ARK Genomic Revolution ETF
ARKG
|
+$6.63M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$6.55M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
|
+$5.47M |
| 5 |
Innovator Emerging Markets Power Buffer ETF July
EJUL
|
+$4.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.07% |
| 2 | Financials | 5.1% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $848K | 0.06% |
16,941
+6,879
| +68% | +$323K |
|
177
Eaton
ETN
$173B
| $841K | 0.06% |
7,004
-22
| -0.3% | -$2.49K |
|
178
iShares US Treasury Bond ETF
GOVT
$43.6B
| $835K | 0.06% |
30,656
+4,239
| +16% | +$117K |
|
179
Target
TGT
$69B
| $830K | 0.06% |
4,701
+39
| +0.8% | +$6.5K |
|
180
Arthur J. Gallagher & Co
AJG
$64.7B
| $820K | 0.05% |
6,636
+19
| +0.3% | +$2.16K |
|
181
Honeywell
HON
$77B
| $818K | 0.05% |
4,082
+381
| +10% | +$69.2K |
|
182
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $808K | 0.05% |
13,670
| – | – |
|
183
TSMC
TSM
$2.17T
| $794K | 0.05% |
7,285
+2,400
| +49% | +$228K |
|
|
NVO
184
Novo Nordisk
NVO
$211B
| $780K | 0.05% |
22,360
| – | – |
|
185
NVIDIA
NVDA
$5.27T
| $777K | 0.05% |
59,560
+2,480
| +4% | +$33.2K |
|
186
ProShares Online Retail ETF
ONLN
$66.7M
| $770K | 0.05% |
+10,164
| New | +$712K |
|
187
GE Aerospace
GE
$380B
| $750K | 0.05% |
13,949
-577
| -4% | -$25.9K |
|
188
Kimberly-Clark
KMB
$35.9B
| $747K | 0.05% |
5,541
-236
| -4% | -$33K |
|
189
State Street Financial Select Sector SPDR ETF
XLF
$59B
| $742K | 0.05% |
25,183
-2,522
| -9% | -$67.5K |
|
190
Vanguard High Dividend Yield ETF
VYM
$83.7B
| $741K | 0.05% |
8,105
-19
| -0.2% | -$1.65K |
|
191
iShares Core S&P US Value ETF
IUSV
$27.8B
| $735K | 0.05% |
11,834
+87
| +0.7% | +$5.1K |
|
192
Illinois Tool Works
ITW
$83.9B
| $723K | 0.05% |
3,546
-33
| -0.9% | -$6.74K |
|
193
Mastercard
MA
$493B
| $719K | 0.05% |
2,016
+135
| +7% | +$44.9K |
|
194
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
| $699K | 0.05% |
13,392
-415
| -3% | -$20.9K |
|
195
IGC Pharma
IGC
$27.9M
| $694K | 0.05% |
445,000
-70,000
| -14% | -$103K |
|
196
Becton Dickinson
BDX
$48.9B
| $688K | 0.05% |
2,822
+1
| +0% | +$233 |
|
|
HFRO
197
Highland Opportunities and Income Fund
HFRO
$404M
| $688K | 0.05% |
67,000
+100
| +0.1% | +$889 |
|
198
SPDR Gold Trust
GLD
$143B
| $685K | 0.05% |
3,843
-1,763
| -31% | -$310K |
|
199
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
| $685K | 0.05% |
9,680
-310
| -3% | -$20.5K |
|
200
Thermo Fisher Scientific
TMO
$222B
| $684K | 0.05% |
1,470
+39
| +3% | +$18.3K |
|
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Carroll Financial Associates's Q4 2020 Portfolio in Review
As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
- Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
- Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
- Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
- Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
- Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.
Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.