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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWA icon
176
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$701K 0.06%
13,586
– –
FDX icon
177
FedEx
FDX
$75.4B
$700K 0.06%
4,996
+127
+3% +$16K
PSEP icon
178
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$696K 0.06%
+26,950
New +$671K
TSLA icon
179
Tesla
TSLA
$1.3T
$691K 0.06%
9,600
+1,410
+17% +$76.3K
TREE icon
180
LendingTree
TREE
$451M
$687K 0.06%
2,376
– –
DOW icon
181
Dow Inc
DOW
$21.2B
$684K 0.06%
16,782
-1,533
-8% -$56.1K
DE icon
182
Deere & Co
DE
$168B
$682K 0.06%
4,344
-422
-9% -$61.1K
KOCT icon
183
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$681K 0.06%
+28,480
New +$646K
TOTL icon
184
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$674K 0.06%
+13,621
New +$667K
AOR icon
185
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$673K 0.06%
14,522
+787
+6% +$35K
FV icon
186
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$666K 0.06%
20,724
-321
-2% -$9.72K
VYM icon
187
Vanguard High Dividend Yield ETF
VYM
$83.5B
$656K 0.05%
8,335
+2,655
+47% +$206K
IAU icon
188
iShares Gold Trust
IAU
$64.4B
$640K 0.05%
18,856
+5,161
+38% +$169K
IGV icon
189
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$635K 0.05%
11,175
+2,085
+23% +$105K
HON icon
190
Honeywell
HON
$78B
$625K 0.05%
4,588
+582
+15% +$77K
ITW icon
191
Illinois Tool Works
ITW
$84.5B
$616K 0.05%
3,523
-15
-0.4% -$2.45K
RJF icon
192
Raymond James Financial
RJF
$34B
$615K 0.05%
13,412
+29
+0.2% +$1.31K
ETN icon
193
Eaton
ETN
$174B
$614K 0.05%
7,026
-82
-1% -$6.75K
BABA icon
194
Alibaba
BABA
$308B
$610K 0.05%
2,830
+423
+18% +$88.1K
IUSV icon
195
iShares Core S&P US Value ETF
IUSV
$27.7B
$604K 0.05%
11,569
-2,919
-20% -$149K
DBEF icon
196
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$602K 0.05%
19,927
-1,035
-5% -$30K
IEFA icon
197
iShares Core MSCI EAFE ETF
IEFA
$196B
$588K 0.05%
10,303
-2,894
-22% -$157K
BND icon
198
Vanguard Total Bond Market
BND
$161B
$571K 0.05%
6,467
+724
+13% +$63.3K
GIS icon
199
General Mills
GIS
$19.7B
$570K 0.05%
9,252
+144
+2% +$8.68K
PFM icon
200
Invesco Dividend Achievers ETF
PFM
$808M
$562K 0.05%
19,966
+4,541
+29% +$124K
6 7
8
9 10

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.