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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
(-19%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
3.42%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.1M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$10.9M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$9.05M |
| 4 |
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
|
+$7.06M |
| 5 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$35.1M |
| 2 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$10.6M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$7.22M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$6.88M |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$6.27M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.86% |
| 2 | Financials | 5.77% |
| 3 | Healthcare | 3.19% |
| 4 | Consumer Staples | 2.35% |
| 5 | Utilities | 1.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
DuPont de Nemours
DD
$19.1B
| $609K | 0.06% |
14,228
-532
| -4% | -$32.6K |
|
177
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $607K | 0.06% |
13,586
-37
| -0.3% | -$1.97K |
|
178
American Tower
AMT
$78.8B
| $606K | 0.06% |
2,787
| – | – |
|
179
Union Pacific
UNP
$174B
| $606K | 0.06% |
4,302
-268
| -6% | -$44.3K |
|
180
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
| $605K | 0.06% |
13,568
-288
| -2% | -$15.8K |
|
181
NVIDIA
NVDA
$5.27T
| $594K | 0.06% |
90,200
+4,840
| +6% | +$30.5K |
|
182
FedEx
FDX
$76.9B
| $590K | 0.06% |
4,869
+4,225
| +656% | +$595K |
|
183
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
| $570K | 0.06% |
18,808
-4,684
| -20% | -$178K |
|
184
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
| $568K | 0.06% |
13,735
+6,937
| +102% | +$318K |
|
185
Raymond James Financial
RJF
$34.5B
| $563K | 0.06% |
13,383
+69
| +0.5% | +$3.89K |
|
186
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $561K | 0.06% |
20,962
-1,208
| -5% | -$38K |
|
187
Eaton
ETN
$173B
| $552K | 0.05% |
7,108
-71
| -1% | -$6.51K |
|
188
Mondelez International
MDLZ
$78.5B
| $546K | 0.05% |
10,903
+714
| +7% | +$38.7K |
|
189
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
| $541K | 0.05% |
21,045
-256
| -1% | -$7.74K |
|
190
Qualcomm
QCOM
$170B
| $541K | 0.05% |
8,008
+70
| +0.9% | +$5.74K |
|
191
Dow Inc
DOW
$22.1B
| $535K | 0.05% |
18,315
-2,762
| -13% | -$117K |
|
192
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
| $525K | 0.05% |
11,203
-2,709
| -19% | -$146K |
|
193
BP
BP
$110B
| $514K | 0.05% |
21,105
+13,489
| +177% | +$436K |
|
194
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $513K | 0.05% |
12,782
-86
| -0.7% | -$3.92K |
|
195
Parsons
PSN
$4.93B
| $511K | 0.05% |
+16,000
| New | +$622K |
|
196
Honeywell
HON
$77B
| $505K | 0.05% |
4,006
-215
| -5% | -$33.2K |
|
197
Illinois Tool Works
ITW
$83.9B
| $502K | 0.05% |
3,538
-30
| -0.8% | -$5.1K |
|
198
Netflix
NFLX
$318B
| $499K | 0.05% |
13,300
+9,400
| +241% | +$333K |
|
199
Vanguard Total Bond Market
BND
$161B
| $490K | 0.05% |
5,743
+4,920
| +598% | +$418K |
|
200
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
| $484K | 0.05% |
7,802
-1,187
| -13% | -$83.4K |
|
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Carroll Financial Associates's Q1 2020 Portfolio in Review
As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.
- Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
- Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
- Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
- Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
- Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.
Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.