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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
(+19%)
Cap. Flow
+$78.7M
Cap. Flow
% of AUM
7.37%
Top 10 Holdings %
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$28.6M |
| 2 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.2M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$21.7M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$6.38M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.2M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.82M |
| 3 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.76M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.52M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.19% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 3.32% |
| 4 | Energy | 2.82% |
| 5 | Consumer Staples | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Occidental Petroleum
OXY
$55.9B
| $587K | 0.06% |
8,879
-495
| -5% | -$32.6K |
|
177
Northwest Bancshares
NWBI
$2.28B
| $576K | 0.05% |
33,972
+131
| +0.4% | +$2.32K |
|
178
NVIDIA
NVDA
$5.42T
| $570K | 0.05% |
127,160
+88,600
| +230% | +$344K |
|
179
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $564K | 0.05% |
11,303
+2,034
| +22% | +$97.1K |
|
180
iShares Russell 2000 ETF
IWM
$83B
| $557K | 0.05% |
3,642
+1,547
| +74% | +$232K |
|
181
Meta Platforms (Facebook)
META
$1.51T
| $556K | 0.05% |
3,336
+1,016
| +44% | +$162K |
|
182
iShares Global Tech ETF
IXN
$8.83B
| $552K | 0.05% |
19,392
+690
| +4% | +$18.3K |
|
183
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $533K | 0.05% |
1,544
+1,524
| +7,620% | +$513K |
|
|
RDS.A
184
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $531K | 0.05% |
8,492
+4,129
| +95% | +$255K |
|
185
Tandem Diabetes Care
TNDM
$1.56B
| $528K | 0.05% |
+8,317
| New | +$437K |
|
186
American Tower
AMT
$80.4B
| $523K | 0.05% |
2,658
-122
| -4% | -$21.4K |
|
187
Citigroup
C
$226B
| $523K | 0.05% |
8,407
-74
| -0.9% | -$4.59K |
|
|
HFRO
188
Highland Opportunities and Income Fund
HFRO
$407M
| $520K | 0.05% |
37,497
+11,591
| +45% | +$158K |
|
189
Genuine Parts
GPC
$18.7B
| $519K | 0.05% |
4,639
-356
| -7% | -$36.8K |
|
190
Eaton
ETN
$174B
| $511K | 0.05% |
6,354
+3,338
| +111% | +$255K |
|
191
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
| $508K | 0.05% |
3,563
| – | – |
|
192
iShares US Technology ETF
IYW
$25.2B
| $507K | 0.05% |
10,652
| – | – |
|
193
Broadcom
AVGO
$2.04T
| $506K | 0.05% |
16,830
+13,100
| +351% | +$355K |
|
194
Clorox
CLX
$12.7B
| $491K | 0.05% |
3,066
-7
| -0.2% | -$1.09K |
|
|
RTN
195
DELISTED
Raytheon Company
RTN
| $491K | 0.05% |
2,700
+196
| +8% | +$34.2K |
|
196
Honeywell
HON
$78B
| $486K | 0.05% |
3,249
+142
| +5% | +$19.8K |
|
197
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
| $485K | 0.05% |
19,535
+5,590
| +40% | +$131K |
|
|
STI
198
DELISTED
SunTrust Banks, Inc.
STI
| $485K | 0.05% |
8,198
-537
| -6% | -$32.9K |
|
199
Edwards Lifesciences
EW
$51.7B
| $483K | 0.05% |
7,575
+4,029
| +114% | +$230K |
|
200
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $476K | 0.04% |
12,868
| – | – |
|
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Carroll Financial Associates's Q1 2019 Portfolio in Review
As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.
- Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
- Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
- Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
- Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
- Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.
Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.