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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Adobe
ADBE
$105B
| $480K | 0.05% |
1,780
| – | – |
|
177
Clorox
CLX
$12.7B
| $471K | 0.05% |
3,134
-102
| -3% | -$14.5K |
|
178
UnitedHealth
UNH
$370B
| $462K | 0.05% |
1,739
-25
| -1% | -$6.5K |
|
179
NextEra Energy
NEE
$177B
| $460K | 0.05% |
10,988
+264
| +2% | +$11.2K |
|
180
Ford
F
$55.7B
| $456K | 0.05% |
49,323
+3,408
| +7% | +$34.1K |
|
181
TJX Companies
TJX
$178B
| $456K | 0.05% |
8,152
+232
| +3% | +$11.9K |
|
182
CVS Health
CVS
$122B
| $454K | 0.05% |
5,779
+160
| +3% | +$11.4K |
|
183
Target
TGT
$68B
| $451K | 0.05% |
5,123
+270
| +6% | +$22.5K |
|
184
iShares US Regional Banks ETF
IAT
$681M
| $447K | 0.05% |
9,140
| – | – |
|
185
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $446K | 0.05% |
8,902
+5,846
| +191% | +$293K |
|
186
Meta Platforms (Facebook)
META
$1.51T
| $445K | 0.05% |
2,709
+360
| +15% | +$65.2K |
|
|
AHRT
187
AH Realty Trust
AHRT
$517M
| $444K | 0.05% |
29,385
| – | – |
|
188
iShares US Technology ETF
IYW
$25.2B
| $442K | 0.05% |
9,132
| – | – |
|
189
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $440K | 0.05% |
2,711
+25
| +0.9% | +$4.04K |
|
190
Qualcomm
QCOM
$176B
| $439K | 0.05% |
6,104
-714
| -10% | -$47K |
|
191
SPDR Gold Trust
GLD
$141B
| $437K | 0.05% |
3,883
+77
| +2% | +$8.83K |
|
192
Comcast
CMCSA
$90B
| $436K | 0.05% |
12,329
+95
| +0.8% | +$3.36K |
|
193
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $415K | 0.04% |
16,694
-913
| -5% | -$22.8K |
|
194
Raymond James Financial
RJF
$34B
| $414K | 0.04% |
6,750
| – | – |
|
195
Regions Financial
RF
$26.8B
| $413K | 0.04% |
22,544
-100
| -0.4% | -$1.88K |
|
196
American Electric Power
AEP
$68.4B
| $409K | 0.04% |
5,782
-709
| -11% | -$50.4K |
|
197
BP
BP
$107B
| $405K | 0.04% |
9,212
-712
| -7% | -$29.8K |
|
198
Illinois Tool Works
ITW
$84.5B
| $404K | 0.04% |
2,866
+12
| +0.4% | +$1.69K |
|
199
American Tower
AMT
$80.4B
| $403K | 0.04% |
2,780
+40
| +1% | +$5.87K |
|
200
Novartis
NVS
$297B
| $397K | 0.04% |
5,146
| – | – |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.