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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
176
NextEra Energy
NEE
$182B
$443K 0.05%
11,352
+4
+0% +$154
KMB icon
177
Kimberly-Clark
KMB
$37B
$441K 0.05%
3,655
-132
-3% -$15.4K
IXUS icon
178
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$433K 0.05%
6,878
+380
+6% +$23.6K
PNFP icon
179
Pinnacle Financial Partners Inc
PNFP
$16.5B
$433K 0.05%
6,536
-1,084
-14% -$72.1K
AJG icon
180
Arthur J. Gallagher & Co
AJG
$63.6B
$428K 0.05%
6,772
-50
-0.7% -$3.19K
GLD icon
181
SPDR Gold Trust
GLD
$132B
$426K 0.05%
3,448
-76
-2% -$9.21K
IAT icon
182
iShares US Regional Banks ETF
IAT
$689M
$426K 0.05%
8,660
-166
-2% -$7.96K
BP icon
183
BP
BP
$109B
$424K 0.05%
11,038
+300
+3% +$10.9K
QUAL icon
184
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$418K 0.05%
5,052
+1,770
+54% +$143K
LAMR icon
185
Lamar Advertising Co
LAMR
$16.1B
$417K 0.05%
5,622
-333
-6% -$24.3K
VOT icon
186
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$406K 0.04%
3,179
+570
+22% +$71.5K
IWD icon
187
iShares Russell 1000 Value ETF
IWD
$83.4B
$404K 0.04%
3,250
+759
+30% +$92K
GIS icon
188
General Mills
GIS
$19.3B
$402K 0.04%
6,797
-45
-0.7% -$2.43K
RJF icon
189
Raymond James Financial
RJF
$34.3B
$401K 0.04%
6,750
– –
AMP icon
190
Ameriprise Financial
AMP
$48.9B
$400K 0.04%
2,363
– –
GWW icon
191
W.W. Grainger
GWW
$61.4B
$397K 0.04%
1,682
+270
+19% +$55.8K
SBUX icon
192
Starbucks
SBUX
$120B
$396K 0.04%
6,900
+43
+0.6% +$2.43K
IXN icon
193
iShares Global Tech ETF
IXN
$8.81B
$395K 0.04%
15,444
– –
CL icon
194
Colgate-Palmolive
CL
$73.8B
$391K 0.04%
5,184
-262
-5% -$19.1K
COST icon
195
Costco
COST
$420B
$390K 0.04%
2,098
+8
+0.4% +$1.38K
C icon
196
Citigroup
C
$230B
$389K 0.04%
5,239
+213
+4% +$15.8K
IYW icon
197
iShares US Technology ETF
IYW
$25.1B
$388K 0.04%
9,540
– –
CMCSA icon
198
Comcast
CMCSA
$88.5B
$385K 0.04%
9,628
– –
GSIE icon
199
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.08B
$385K 0.04%
12,847
-3,348
-21% -$98.6K
PPG icon
200
PPG Industries
PPG
$26.2B
$373K 0.04%
3,196
– –
6 7
8
9 10

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.