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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAT icon
176
iShares US Regional Banks ETF
IAT
$689M
$418K 0.05%
8,826
-679
-7% -$30.7K
ARKG icon
177
ARK Genomic Revolution ETF
ARKG
$1.64B
$415K 0.05%
15,480
-3,870
-20% -$91K
AHRT
178
AH Realty Trust
AHRT
$539M
$410K 0.05%
29,385
-4,000
-12% -$53.3K
LAMR icon
179
Lamar Advertising Co
LAMR
$16.1B
$406K 0.05%
5,955
+55
+0.9% +$3.72K
XLE icon
180
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$404K 0.05%
11,780
-390
-3% -$12.7K
AGG icon
181
iShares Core US Aggregate Bond ETF
AGG
$138B
$400K 0.05%
3,657
+420
+13% +$46.1K
CL icon
182
Colgate-Palmolive
CL
$73.8B
$398K 0.05%
5,446
-192
-3% -$13.8K
IXUS icon
183
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$398K 0.05%
+6,498
New +$387K
MGK icon
184
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$392K 0.04%
18,525
+575
+3% +$11.8K
RJF icon
185
Raymond James Financial
RJF
$34.3B
$387K 0.04%
6,750
– –
C icon
186
Citigroup
C
$230B
$380K 0.04%
5,026
-357
-7% -$24.4K
GILD icon
187
Gilead Sciences
GILD
$168B
$376K 0.04%
4,509
-150
-3% -$11.5K
STT icon
188
State Street
STT
$50.9B
$376K 0.04%
3,800
+800
+27% +$74.5K
SBUX icon
189
Starbucks
SBUX
$120B
$374K 0.04%
6,857
+1,332
+24% +$73.8K
BP icon
190
BP
BP
$109B
$373K 0.04%
10,738
+2,277
+27% +$72.3K
ARKW icon
191
ARK Web x.0 ETF
ARKW
$1.75B
$371K 0.04%
8,936
-2,234
-20% -$85.8K
IXN icon
192
iShares Global Tech ETF
IXN
$8.81B
$371K 0.04%
15,444
+1,260
+9% +$29K
KHC icon
193
Kraft Heinz
KHC
$31.6B
$371K 0.04%
4,749
-319
-6% -$26.7K
CMCSA icon
194
Comcast
CMCSA
$88.5B
$369K 0.04%
9,628
+1,344
+16% +$52.9K
LQD icon
195
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$364K 0.04%
3,015
-153
-5% -$18.5K
IYW icon
196
iShares US Technology ETF
IYW
$25.1B
$362K 0.04%
9,540
-1,260
-12% -$46.2K
PPG icon
197
PPG Industries
PPG
$26.2B
$361K 0.04%
3,196
-151
-5% -$16.1K
GIS icon
198
General Mills
GIS
$19.3B
$356K 0.04%
6,842
+111
+2% +$6.08K
AMP icon
199
Ameriprise Financial
AMP
$48.9B
$355K 0.04%
2,363
-12
-0.5% -$1.68K
NVS icon
200
Novartis
NVS
$291B
$354K 0.04%
4,614
+205
+5% +$15.5K
6 7
8
9 10

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.