CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
$1.04M
3
BNCN
BNC Bancorp
BNCN
$956K
4
LOB icon
Live Oak Bancshares
LOB
$855K
5
TREE icon
LendingTree
TREE
$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARKG icon
176
ARK Genomic Revolution ETF
ARKG
$1.08B
$433K 0.05%
+19,350
New +$433K
CAT icon
177
Caterpillar
CAT
$198B
$433K 0.05%
4,034
+5
+0.1% +$537
AHH
178
Armada Hoffler Properties
AHH
$585M
$432K 0.05%
33,385
+26,000
+352% +$336K
IAT icon
179
iShares US Regional Banks ETF
IAT
$648M
$432K 0.05%
9,505
+395
+4% +$18K
VRP icon
180
Invesco Variable Rate Preferred ETF
VRP
$2.18B
$428K 0.05%
16,361
+3,085
+23% +$80.7K
CL icon
181
Colgate-Palmolive
CL
$68.8B
$417K 0.05%
5,638
– –
NEE icon
182
NextEra Energy, Inc.
NEE
$146B
$412K 0.05%
11,784
+224
+2% +$7.83K
JHML icon
183
John Hancock Multifactor Large Cap ETF
JHML
$1.03B
$410K 0.05%
12,980
+8,390
+183% +$265K
FITB icon
184
Fifth Third Bancorp
FITB
$30.2B
$406K 0.05%
15,677
+3,482
+29% +$90.2K
GLD icon
185
SPDR Gold Trust
GLD
$112B
$406K 0.05%
3,448
– –
IVW icon
186
iShares S&P 500 Growth ETF
IVW
$63.7B
$403K 0.05%
11,792
– –
ABT icon
187
Abbott
ABT
$231B
$398K 0.05%
8,200
+1,068
+15% +$51.8K
ITW icon
188
Illinois Tool Works
ITW
$77.6B
$398K 0.05%
2,782
+155
+6% +$22.2K
XLE icon
189
Energy Select Sector SPDR Fund
XLE
$26.7B
$395K 0.05%
6,085
-179
-3% -$11.6K
RTN
190
DELISTED
Raytheon Company
RTN
$392K 0.05%
2,428
– –
ARKW icon
191
ARK Web x.0 ETF
ARKW
$2.33B
$391K 0.05%
+11,170
New +$391K
AJG icon
192
Arthur J. Gallagher & Co
AJG
$76.7B
$390K 0.05%
6,822
– –
ARKQ icon
193
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.3B
$384K 0.05%
+13,680
New +$384K
LQD icon
194
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
$381K 0.05%
3,168
-13
-0.4% -$1.56K
IYW icon
195
iShares US Technology ETF
IYW
$23.1B
$377K 0.05%
10,800
– –
GSK icon
196
GSK
GSK
$81.5B
$374K 0.05%
6,952
+28
+0.4% +$1.51K
GIS icon
197
General Mills
GIS
$27B
$372K 0.05%
6,731
+87
+1% +$4.81K
XMLV icon
198
Invesco S&P MidCap Low Volatility ETF
XMLV
$819M
$372K 0.05%
8,614
+256
+3% +$11.1K
PPG icon
199
PPG Industries
PPG
$24.8B
$368K 0.04%
3,347
-75
-2% -$8.25K
EFA icon
200
iShares MSCI EAFE ETF
EFA
$66.2B
$363K 0.04%
5,581
– –
6 7
8
9 10