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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKG icon
176
ARK Genomic Revolution ETF
ARKG
$1.57B
$433K 0.05%
+19,350
New +$403K
CAT icon
177
Caterpillar
CAT
$375B
$433K 0.05%
4,034
+5
+0.1% +$508
AHRT
178
AH Realty Trust
AHRT
$529M
$432K 0.05%
33,385
+26,000
+352% +$356K
IAT icon
179
iShares US Regional Banks ETF
IAT
$674M
$432K 0.05%
9,505
+395
+4% +$17.6K
VRP icon
180
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$428K 0.05%
16,361
+3,085
+23% +$79.8K
CL icon
181
Colgate-Palmolive
CL
$73.1B
$417K 0.05%
5,638
– –
NEE icon
182
NextEra Energy
NEE
$181B
$412K 0.05%
11,784
+224
+2% +$7.66K
JHML icon
183
John Hancock Multifactor Large Cap ETF
JHML
$1.17B
$410K 0.05%
12,980
+8,390
+183% +$263K
FITB
184
Fifth Third Bancorp
FITB
$51.2B
$406K 0.05%
15,677
+3,482
+29% +$86.1K
GLD icon
185
SPDR Gold Trust
GLD
$131B
$406K 0.05%
3,448
– –
IVW icon
186
iShares S&P 500 Growth ETF
IVW
$73.8B
$403K 0.05%
11,792
– –
ABT icon
187
Abbott
ABT
$183B
$398K 0.05%
8,200
+1,068
+15% +$48.3K
ITW icon
188
Illinois Tool Works
ITW
$82.6B
$398K 0.05%
2,782
+155
+6% +$21.6K
XLE icon
189
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$395K 0.05%
12,170
-358
-3% -$12K
RTN
190
DELISTED
Raytheon Company
RTN
$392K 0.05%
2,428
– –
ARKW icon
191
ARK Web x.0 ETF
ARKW
$1.63B
$391K 0.05%
+11,170
New +$365K
AJG icon
192
Arthur J. Gallagher & Co
AJG
$64.1B
$390K 0.05%
6,822
– –
ARKQ icon
193
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
$384K 0.05%
+13,680
New +$375K
LQD icon
194
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$381K 0.05%
3,168
-13
-0.4% -$1.55K
IYW icon
195
iShares US Technology ETF
IYW
$23.6B
$377K 0.05%
10,800
– –
GSK icon
196
GSK
GSK
$104B
$374K 0.05%
6,952
+28
+0.4% +$1.49K
GIS icon
197
General Mills
GIS
$19.1B
$372K 0.05%
6,731
+87
+1% +$4.96K
XMLV icon
198
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$372K 0.05%
8,614
+256
+3% +$11K
PPG icon
199
PPG Industries
PPG
$24.6B
$368K 0.04%
3,347
-75
-2% -$8.12K
EFA icon
200
iShares MSCI EAFE ETF
EFA
$78B
$363K 0.04%
5,581
– –
6 7
8
9 10

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.