CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LQD icon
176
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
$375K 0.05%
3,181
-1,741
-35% -$205K
CAT icon
177
Caterpillar
CAT
$198B
$373K 0.05%
4,029
+1,150
+40% +$106K
NEE icon
178
NextEra Energy, Inc.
NEE
$146B
$370K 0.05%
11,560
+560
+5% +$17.9K
RTN
179
DELISTED
Raytheon Company
RTN
$370K 0.05%
2,428
+895
+58% +$136K
CMCSA icon
180
Comcast
CMCSA
$125B
$369K 0.05%
9,839
+1,373
+16% +$51.5K
WT icon
181
WisdomTree
WT
$1.98B
$369K 0.05%
40,680
+18,330
+82% +$166K
EFAV icon
182
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$364K 0.05%
5,520
-5,803
-51% -$383K
GSK icon
183
GSK
GSK
$81.6B
$364K 0.05%
6,924
+254
+4% +$13.4K
IYW icon
184
iShares US Technology ETF
IYW
$23.1B
$364K 0.05%
10,800
+140
+1% +$4.72K
COST icon
185
Costco
COST
$427B
$359K 0.05%
2,142
-108
-5% -$18.1K
PPG icon
186
PPG Industries
PPG
$24.8B
$359K 0.05%
3,422
-349
-9% -$36.6K
VNLA icon
187
Janus Henderson Short Duration Income ETF
VNLA
$2.75B
$359K 0.05%
+7,157
New +$359K
XMLV icon
188
Invesco S&P MidCap Low Volatility ETF
XMLV
$819M
$353K 0.05%
8,358
+178
+2% +$7.52K
AGG icon
189
iShares Core US Aggregate Bond ETF
AGG
$131B
$350K 0.04%
3,229
+476
+17% +$51.6K
TJX icon
190
TJX Companies
TJX
$155B
$349K 0.04%
8,850
-58
-0.7% -$2.29K
EFA icon
191
iShares MSCI EAFE ETF
EFA
$66.2B
$347K 0.04%
5,581
+429
+8% +$26.7K
ITW icon
192
Illinois Tool Works
ITW
$77.6B
$347K 0.04%
2,627
– –
BSJH
193
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$344K 0.04%
13,415
– –
MGK icon
194
Vanguard Mega Cap Growth ETF
MGK
$29.1B
$343K 0.04%
3,590
– –
RJF icon
195
Raymond James Financial
RJF
$33B
$343K 0.04%
6,750
– –
IJR icon
196
iShares Core S&P Small-Cap ETF
IJR
$86B
$343K 0.04%
4,972
+2,132
+75% +$147K
C icon
197
Citigroup
C
$176B
$340K 0.04%
5,686
+503
+10% +$30.1K
KKR icon
198
KKR & Co
KKR
$121B
$337K 0.04%
18,499
+1
+0% +$18
VRP icon
199
Invesco Variable Rate Preferred ETF
VRP
$2.18B
$337K 0.04%
13,276
+7,312
+123% +$186K
TIP icon
200
iShares TIPS Bond ETF
TIP
$13.6B
$331K 0.04%
2,891
+29
+1% +$3.32K
6 7
8
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