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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAMR icon
176
Lamar Advertising Co
LAMR
$16.3B
$348K 0.05%
+5,183
New +$336K
BSJH
177
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$346K 0.05%
13,415
+620
+5% +$16K
GOOG icon
178
Alphabet (Google) Class C
GOOG
$4.32T
$343K 0.05%
8,900
+180
+2% +$7.01K
TJX icon
179
TJX Companies
TJX
$179B
$334K 0.05%
8,908
+280
+3% +$10.6K
XMLV icon
180
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$332K 0.05%
8,180
+510
+7% +$20K
TPR icon
181
Tapestry
TPR
$32.9B
$330K 0.05%
9,439
-380
-4% -$13.9K
NVS icon
182
Novartis
NVS
$297B
$329K 0.05%
5,043
-168
-3% -$10.9K
FITB
183
Fifth Third Bancorp
FITB
$51.7B
$328K 0.05%
12,195
+32
+0.3% +$767
NEE icon
184
NextEra Energy
NEE
$177B
$328K 0.05%
11,000
+2,288
+26% +$68.4K
TIP icon
185
iShares TIPS Bond ETF
TIP
$14.5B
$323K 0.05%
2,862
+1,603
+127% +$183K
GSK icon
186
GSK
GSK
$106B
$321K 0.05%
6,670
-54
-0.8% -$2.67K
ITW icon
187
Illinois Tool Works
ITW
$85.4B
$321K 0.05%
2,627
-74
-3% -$8.94K
IYW icon
188
iShares US Technology ETF
IYW
$25.1B
$320K 0.05%
10,660
– –
MGK icon
189
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.1B
$312K 0.04%
17,950
– –
AMZN icon
190
Amazon
AMZN
$2.96T
$311K 0.04%
8,300
-80
-1% -$3.13K
RJF icon
191
Raymond James Financial
RJF
$34.2B
$311K 0.04%
6,750
– –
C icon
192
Citigroup
C
$226B
$308K 0.04%
5,183
+624
+14% +$33.7K
AGG icon
193
iShares Core US Aggregate Bond ETF
AGG
$138B
$297K 0.04%
2,753
-1,117
-29% -$122K
ED icon
194
Consolidated Edison
ED
$39.9B
$297K 0.04%
4,033
+100
+3% +$7.23K
EFA icon
195
iShares MSCI EAFE ETF
EFA
$80.2B
$297K 0.04%
5,152
+371
+8% +$21.4K
SSB icon
196
SouthState Bank Corp
SSB
$10.5B
$293K 0.04%
3,355
-330
-9% -$26.7K
CMCSA icon
197
Comcast
CMCSA
$90.2B
$292K 0.04%
8,466
– –
DVY icon
198
iShares Select Dividend ETF
DVY
$23.6B
$292K 0.04%
3,306
-3,587
-52% -$309K
ACWI icon
199
iShares MSCI ACWI ETF
ACWI
$33.5B
$289K 0.04%
4,898
– –
SDY icon
200
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$289K 0.04%
3,377
-941
-22% -$79.1K
6 7
8
9 10

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.