CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.16%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$49.4M
Cap. Flow %
9.17%
Top 10 Hldgs %
44.15%
Holding
1,331
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$11.6M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.18M
3
SCIU
Global X Scientific Beta US ETF
SCIU
$7.55M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$7.13M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.13M

Top Sells

1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
$8.33M
2
SE
Spectra Energy Corp Wi
SE
$3.3M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$1.26M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
$805K
5
GPT
Gramercy Property Trust
GPT
$690K

Sector Composition

1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBRC
176
DELISTED
Columbia Beyond BRICs ETF
BBRC
$304K 0.06%
19,320
-1,700
-8% -$26.7K
DLTR icon
177
Dollar Tree
DLTR
$20.5B
$302K 0.06%
3,663
+37
+1% +$3.05K
SDY icon
178
SPDR S&P Dividend ETF
SDY
$20.5B
$292K 0.05%
3,656
+173
+5% +$13.8K
ED icon
179
Consolidated Edison
ED
$35.2B
$286K 0.05%
3,733
+145
+4% +$11.1K
SBUX icon
180
Starbucks
SBUX
$97.2B
$286K 0.05%
4,806
-57
-1% -$3.39K
ITW icon
181
Illinois Tool Works
ITW
$77.4B
$285K 0.05%
2,784
+10
+0.4% +$1.02K
XLF icon
182
Financial Select Sector SPDR Fund
XLF
$53.1B
$279K 0.05%
14,153
+7,407
+110% +$146K
CMCSA icon
183
Comcast
CMCSA
$124B
$277K 0.05%
9,086
+960
+12% +$29.3K
AFT
184
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$277K 0.05%
18,225
+8,225
+82% +$125K
CBI
185
DELISTED
Chicago Bridge & Iron Nv
CBI
$275K 0.05%
7,537
-2,150
-22% -$78.4K
AMT icon
186
American Tower
AMT
$93B
$274K 0.05%
2,681
+26
+1% +$2.66K
NEE icon
187
NextEra Energy, Inc.
NEE
$145B
$273K 0.05%
9,256
+1,356
+17% +$40K
MGK icon
188
Vanguard Mega Cap Growth ETF
MGK
$29.1B
$271K 0.05%
3,260
+1,400
+75% +$116K
FXG icon
189
First Trust Consumer Staples AlphaDEX Fund
FXG
$288M
$269K 0.05%
5,844
+650
+13% +$29.9K
ZBH icon
190
Zimmer Biomet
ZBH
$20.8B
$268K 0.05%
2,598
– –
SEP
191
DELISTED
Spectra Engy Parters Lp
SEP
$266K 0.05%
5,538
+161
+3% +$7.73K
COKE icon
192
Coca-Cola Consolidated
COKE
$10.5B
$263K 0.05%
16,510
-2,500
-13% -$39.8K
ACWI icon
193
iShares MSCI ACWI ETF
ACWI
$22.1B
$260K 0.05%
4,648
-775
-14% -$43.4K
APC
194
DELISTED
Anadarko Petroleum
APC
$255K 0.05%
5,478
-90
-2% -$4.19K
BSJG
195
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$255K 0.05%
9,890
+2,550
+35% +$65.7K
XMLV icon
196
Invesco S&P MidCap Low Volatility ETF
XMLV
$815M
$251K 0.05%
6,847
+403
+6% +$14.8K
BSJH
197
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$251K 0.05%
9,850
– –
ABT icon
198
Abbott
ABT
$231B
$247K 0.05%
5,921
+285
+5% +$11.9K
RSP icon
199
Invesco S&P 500 Equal Weight ETF
RSP
$73.9B
$241K 0.04%
3,078
– –
IEUR icon
200
iShares Core MSCI Europe ETF
IEUR
$6.85B
$239K 0.04%
5,825
-45
-0.8% -$1.85K
6 7
8
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