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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
176
GSK
GSK
$106B
$235K 0.05%
4,616
+1,039
+29% +$54.1K
RIO icon
177
Rio Tinto
RIO
$164B
$235K 0.05%
6,342
-1,034
-14% -$38.7K
C icon
178
Citigroup
C
$226B
$234K 0.05%
4,518
+23
+0.5% +$1.26K
VNQ icon
179
Vanguard Real Estate ETF
VNQ
$39B
$234K 0.05%
2,900
+200
+7% +$15.4K
ZBH icon
180
Zimmer Biomet
ZBH
$18.4B
$234K 0.05%
2,495
+149
+6% +$14.9K
ABT icon
181
Abbott
ABT
$187B
$231K 0.05%
5,476
+2,446
+81% +$115K
PRFZ icon
182
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$230K 0.05%
12,025
+1,525
+15% +$30K
RJF icon
183
Raymond James Financial
RJF
$34B
$230K 0.05%
6,750
– –
PBP icon
184
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$228K 0.05%
11,000
– –
SEP
185
DELISTED
Spectra Engy Parters Lp
SEP
$227K 0.05%
5,090
+826
+19% +$38.6K
JCI icon
186
Johnson Controls International
JCI
$92.2B
$225K 0.05%
4,887
-86
-2% -$3.96K
GOOG icon
187
Alphabet (Google) Class C
GOOG
$4.32T
$223K 0.05%
6,960
-7,380
-51% -$227K
PAYX icon
188
Paychex
PAYX
$42.7B
$222K 0.05%
4,416
+2,697
+157% +$126K
ACWI icon
189
iShares MSCI ACWI ETF
ACWI
$33.5B
$217K 0.05%
3,808
-485
-11% -$27.9K
YUM icon
190
Yum! Brands
YUM
$41.1B
$217K 0.05%
4,110
+68
+2% +$4.12K
BCS.PRD.CL
191
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$217K 0.05%
8,300
+2,500
+43% +$65.2K
BX icon
192
Blackstone
BX
$110B
$215K 0.05%
6,528
+810
+14% +$29.3K
F icon
193
Ford
F
$55.7B
$215K 0.05%
13,980
+1,828
+15% +$26.1K
CXP
194
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$213K 0.05%
8,414
-1,475
-15% -$34.6K
NWL icon
195
Newell Brands
NWL
$2.56B
$211K 0.05%
5,000
– –
ESRX
196
DELISTED
Express Scripts Holding Company
ESRX
$210K 0.05%
2,445
+26
+1% +$2.27K
ET icon
197
Energy Transfer Partners
ET
$69.3B
$205K 0.05%
9,300
+1,800
+24% +$50.8K
FEZ icon
198
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$205K 0.05%
5,700
-800
-12% -$29.4K
SGOL icon
199
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$199K 0.04%
17,500
– –
PHYS icon
200
Sprott Physical Gold
PHYS
$15.7B
$196K 0.04%
20,500
– –
6 7
8
9 10

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.