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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXP
176
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$243K 0.05%
9,889
-3,791
-28% -$100K
ET icon
177
Energy Transfer Partners
ET
$71.2B
$241K 0.05%
7,500
+700
+10% +$23.5K
VTR icon
178
Ventas
VTR
$47.3B
$240K 0.05%
3,382
+783
+30% +$61.2K
PBP icon
179
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$231K 0.05%
11,000
+4,000
+57% +$85.3K
BX icon
180
Blackstone
BX
$107B
$229K 0.05%
5,718
+4,602
+412% +$189K
SBUX icon
181
Starbucks
SBUX
$120B
$222K 0.05%
4,148
+1,086
+35% +$55.1K
VDE icon
182
Vanguard Energy ETF
VDE
$9.84B
$222K 0.05%
2,072
+223
+12% +$25.1K
PRFZ icon
183
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.84B
$218K 0.05%
10,500
+3,000
+40% +$63K
ESRX
184
DELISTED
Express Scripts Holding Company
ESRX
$215K 0.05%
2,419
+287
+13% +$25.1K
NBBC
185
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$215K 0.05%
+24,038
New +$199K
MCK icon
186
McKesson
MCK
$102B
$210K 0.05%
933
+783
+522% +$181K
ED icon
187
Consolidated Edison
ED
$40.2B
$208K 0.05%
3,588
– –
MUB icon
188
iShares National Muni Bond ETF
MUB
$45.3B
$208K 0.05%
1,918
+764
+66% +$83.3K
NWL icon
189
Newell Brands
NWL
$2.56B
$206K 0.05%
+5,000
New +$200K
ABBV icon
190
AbbVie
ABBV
$431B
$202K 0.05%
3,003
+811
+37% +$52.9K
PNC icon
191
PNC Financial Services
PNC
$101B
$202K 0.05%
2,114
+1,314
+164% +$124K
VNQ icon
192
Vanguard Real Estate ETF
VNQ
$38.8B
$202K 0.05%
2,700
+50
+2% +$4K
SGOL icon
193
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$201K 0.05%
+17,500
New +$204K
PHYS icon
194
Sprott Physical Gold
PHYS
$15.3B
$198K 0.04%
+20,500
New +$202K
SEP
195
DELISTED
Spectra Engy Parters Lp
SEP
$197K 0.04%
4,264
+2,157
+102% +$111K
DGRW icon
196
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$196K 0.04%
6,305
– –
TEVA icon
197
Teva Pharmaceuticals
TEVA
$40.6B
$192K 0.04%
3,253
+964
+42% +$59.5K
WPP icon
198
WPP
WPP
$5.6B
$187K 0.04%
1,662
+166
+11% +$19.5K
GSK icon
199
GSK
GSK
$104B
$186K 0.04%
3,577
+1,095
+44% +$61.7K
SIVR icon
200
abrdn Physical Silver Shares ETF
SIVR
$4.29B
$185K 0.04%
+12,000
New +$194K
6 7
8
9 10

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.