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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
176
iShares National Muni Bond ETF
MUB
$45.5B
$128K 0.06%
1,154
+295
+34% +$32.6K
TJX icon
177
TJX Companies
TJX
$178B
$128K 0.06%
3,658
– –
MGC icon
178
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$125K 0.05%
1,780
– –
DATA
179
DELISTED
Tableau Software, Inc.
DATA
$125K 0.05%
1,354
– –
PKW icon
180
Invesco BuyBack Achievers ETF
PKW
$1.76B
$123K 0.05%
2,500
– –
RGLD icon
181
Royal Gold
RGLD
$19.5B
$122K 0.05%
+1,932
New +$133K
HSY icon
182
Hershey
HSY
$36.6B
$120K 0.05%
1,190
– –
ADBE icon
183
Adobe
ADBE
$105B
$118K 0.05%
1,595
– –
AEP icon
184
American Electric Power
AEP
$68.4B
$114K 0.05%
2,020
+1,608
+390% +$95.4K
JWN
185
DELISTED
Nordstrom
JWN
$113K 0.05%
1,412
– –
YUM icon
186
Yum! Brands
YUM
$41.1B
$113K 0.05%
2,003
+1,864
+1,341% +$102K
CATO icon
187
Cato Corp
CATO
$66.1M
$109K 0.05%
2,763
– –
SEP
188
DELISTED
Spectra Engy Parters Lp
SEP
$109K 0.05%
2,107
+520
+33% +$27.9K
APU
189
DELISTED
AmeriGas Partners, L.P.
APU
$108K 0.05%
2,259
+2,152
+2,011% +$107K
ABT icon
190
Abbott
ABT
$187B
$104K 0.05%
2,247
– –
ORLY icon
191
O'Reilly Automotive
ORLY
$76.3B
$104K 0.05%
7,185
-2,610
-27% -$35.1K
EMC
192
DELISTED
EMC CORPORATION
EMC
$103K 0.05%
4,028
+111
+3% +$3.06K
PAYX icon
193
Paychex
PAYX
$42.7B
$100K 0.04%
2,019
– –
CNL
194
DELISTED
CLECO CRP (HOLDING CO)
CNL
$98K 0.04%
1,800
– –
CB icon
195
Chubb
CB
$135B
$96K 0.04%
859
– –
PRU icon
196
Prudential Financial
PRU
$41.8B
$96K 0.04%
1,197
+850
+245% +$68.9K
UNH icon
197
UnitedHealth
UNH
$370B
$96K 0.04%
810
– –
IWP icon
198
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$95K 0.04%
1,950
+160
+9% +$7.64K
KDP icon
199
Keurig Dr Pepper
KDP
$40.8B
$94K 0.04%
+1,200
New +$92.8K
C icon
200
Citigroup
C
$226B
$93K 0.04%
1,796
+720
+67% +$36.7K
6 7
8
9 10

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.