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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
(-52%)
Cap. Flow
-$164M
Cap. Flow
% of AUM
-104.61%
Top 10 Holdings %
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.6M |
| 2 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$1.41M |
| 3 |
iShares Global 100 ETF
IOO
|
+$439K |
| 4 |
Stellantis
STLA
|
+$431K |
| 5 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$345K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.6M |
| 2 |
ExxonMobil
XOM
|
+$10.1M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$7.12M |
| 4 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$6.99M |
| 5 |
Microsoft
MSFT
|
+$6.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.35% |
| 2 | Financials | 8.48% |
| 3 | Energy | 6.48% |
| 4 | Healthcare | 6.38% |
| 5 | Consumer Staples | 5.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
UnitedHealth
UNH
$371B
| $87K | 0.06% |
810
+400
| +98% | +$37.9K |
|
|
SEP
177
DELISTED
Spectra Engy Parters Lp
SEP
| $87K | 0.06% |
1,587
+387
| +32% | +$21K |
|
178
Kewaunee Scientific
KEQU
$109M
| $86K | 0.05% |
+4,800
| New | +$84.6K |
|
179
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $84K | 0.05% |
1,790
-1,260
| -41% | -$57K |
|
180
Norfolk Southern
NSC
$75.9B
| $84K | 0.05% |
794
-710
| -47% | -$77.8K |
|
181
Visa
V
$685B
| $84K | 0.05% |
1,276
-8,100
| -86% | -$488K |
|
182
Eaton
ETN
$174B
| $82K | 0.05% |
1,199
-194
| -14% | -$12.8K |
|
183
Deere & Co
DE
$168B
| $81K | 0.05% |
917
-179
| -16% | -$15.5K |
|
184
Loews
L
$23.5B
| $81K | 0.05% |
2,000
-189
| -9% | -$7.92K |
|
185
Williams Companies
WMB
$86.5B
| $81K | 0.05% |
1,775
-2,900
| -62% | -$148K |
|
186
Comcast
CMCSA
$90.1B
| $80K | 0.05% |
2,818
-1,278
| -31% | -$35K |
|
|
RTN
187
DELISTED
Raytheon Company
RTN
| $80K | 0.05% |
746
-139
| -16% | -$14.3K |
|
188
Vanguard Real Estate ETF
VNQ
$39.2B
| $79K | 0.05% |
+910
| New | +$71.4K |
|
189
Archer Daniels Midland
ADM
$37B
| $77K | 0.05% |
1,665
-88
| -5% | -$4.39K |
|
190
Illinois Tool Works
ITW
$85.5B
| $77K | 0.05% |
800
+305
| +62% | +$27.8K |
|
191
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
| $77K | 0.05% |
5,940
| – | – |
|
|
TFCF
192
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $77K | 0.05% |
2,300
| – | – |
|
|
HDV
193
iShares Core High Dividend ETF
HDV
$14.8B
| $74K | 0.05% |
4,825
+2,175
| +82% | +$33.2K |
|
194
Annaly Capital Management
NLY
$17.4B
| $74K | 0.05% |
1,769
-437
| -20% | -$19.8K |
|
195
WisdomTree US LargeCap Dividend Fund
DLN
$6.38B
| $73K | 0.05% |
+2,000
| New | +$72.6K |
|
196
Corning
GLW
$143B
| $73K | 0.05% |
3,021
-110
| -4% | -$2.24K |
|
197
Tapestry
TPR
$32.5B
| $73K | 0.05% |
1,865
+1,400
| +301% | +$49.4K |
|
198
American Tower
AMT
$80.9B
| $72K | 0.05% |
739
-2,796
| -79% | -$275K |
|
199
Suncor Energy
SU
$70.6B
| $72K | 0.05% |
2,425
| – | – |
|
200
Viatris
VTRS
$19.4B
| $71K | 0.05% |
1,342
-337
| -20% | -$18.1K |
|
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Carroll Financial Associates's Q4 2014 Portfolio in Review
As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.
Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.
- Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
- Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
- Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
- Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
- Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
- Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
- Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.
Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.