CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+0.1%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$40.9M
Cap. Flow %
-12.63%
Top 10 Hldgs %
40.98%
Holding
1,055
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
$7.45M
2
BBRC
Columbia Beyond BRICs ETF
BBRC
$1.15M
3
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$670K
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$643K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$448K

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.52M
3
IOO icon
iShares Global 100 ETF
IOO
$3.64M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.06M
5
FEZ icon
SPDR Euro Stoxx 50 ETF
FEZ
$2.15M

Sector Composition

1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWP icon
176
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$140K 0.04%
3,050
+440
+17% +$20.2K
TGT icon
177
Target
TGT
$42.3B
$140K 0.04%
2,140
-95
-4% -$6.22K
PAYX icon
178
Paychex
PAYX
$48.7B
$136K 0.04%
2,891
+882
+44% +$41.5K
OGE icon
179
OGE Energy
OGE
$8.89B
$134K 0.04%
3,566
– –
GMK
180
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$133K 0.04%
3,000
– –
SCHW icon
181
Charles Schwab
SCHW
$167B
$132K 0.04%
4,600
– –
XLE icon
182
Energy Select Sector SPDR Fund
XLE
$26.7B
$132K 0.04%
1,513
+450
+42% +$39.3K
PAA icon
183
Plains All American Pipeline
PAA
$12.1B
$131K 0.04%
2,462
– –
NEE icon
184
NextEra Energy, Inc.
NEE
$146B
$130K 0.04%
4,992
– –
DXJ icon
185
WisdomTree Japan Hedged Equity Fund
DXJ
$3.78B
$129K 0.04%
2,391
+2,300
+2,527% +$124K
NI icon
186
NiSource
NI
$19B
$129K 0.04%
7,750
– –
ABBV icon
187
AbbVie
ABBV
$375B
$128K 0.04%
2,017
+975
+94% +$61.9K
PXH icon
188
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$128K 0.04%
6,500
-7,000
-52% -$138K
SHW icon
189
Sherwin-Williams
SHW
$92.9B
$126K 0.04%
1,593
+150
+10% +$11.9K
EMC
190
DELISTED
EMC CORPORATION
EMC
$126K 0.04%
4,355
-166
-4% -$4.8K
ETV
191
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.64B
$123K 0.04%
8,175
-3,685
-31% -$55.4K
HSY icon
192
Hershey
HSY
$37.6B
$122K 0.04%
1,269
+79
+7% +$7.6K
KMR
193
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$121K 0.04%
1,293
-3,077
-70% -$288K
DEO icon
194
Diageo
DEO
$61.3B
$120K 0.04%
1,017
-1
-0.1% -$118
GIS icon
195
General Mills
GIS
$27B
$120K 0.04%
2,359
+951
+68% +$48.4K
LH icon
196
Labcorp
LH
$23.2B
$118K 0.04%
1,377
-136
-9% -$11.7K
ORLY icon
197
O'Reilly Automotive
ORLY
$89B
$117K 0.04%
9,795
– –
IGSB icon
198
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$115K 0.04%
2,190
+2,000
+1,053% +$105K
DATA
199
DELISTED
Tableau Software, Inc.
DATA
$113K 0.03%
1,354
– –
CBI
200
DELISTED
Chicago Bridge & Iron Nv
CBI
$113K 0.03%
2,057
+2,000
+3,509% +$110K
6 7
8
9 10