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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
176
Consolidated Edison
ED
$39.6B
$162K 0.05%
2,813
+200
+8% +$11.2K
IFGL icon
177
iShares International Developed Real Estate ETF
IFGL
$83M
$161K 0.05%
5,000
– –
WPP icon
178
WPP
WPP
$4.44B
$161K 0.05%
1,480
– –
ROOF
179
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$161K 0.05%
6,100
– –
NSC icon
180
Norfolk Southern
NSC
$76.7B
$160K 0.04%
1,550
+80
+5% +$7.85K
MLM icon
181
Martin Marietta Materials
MLM
$33.3B
$158K 0.04%
1,200
– –
NWL icon
182
Newell Brands
NWL
$2.67B
$155K 0.04%
5,000
– –
SBUX icon
183
Starbucks
SBUX
$121B
$155K 0.04%
4,008
+1,378
+52% +$50.1K
GSK icon
184
GSK
GSK
$103B
$153K 0.04%
2,290
+332
+17% +$22.5K
SNDS
185
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$153K 0.04%
6,250
+4,700
+303% +$115K
PBP icon
186
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$150K 0.04%
7,000
– –
BCS.PRD.CL
187
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$150K 0.04%
5,800
– –
ESRX
188
DELISTED
Express Scripts Holding Company
ESRX
$149K 0.04%
2,148
-4
-0.2% -$282
PAA icon
189
Plains All American Pipeline
PAA
$16.4B
$148K 0.04%
2,462
+16
+0.7% +$910
AMX icon
190
America Movil
AMX
$72.1B
$146K 0.04%
7,022
– –
ADM icon
191
Archer Daniels Midland
ADM
$37.9B
$145K 0.04%
3,278
+100
+3% +$4.42K
GMK
192
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$144K 0.04%
3,000
– –
CAT icon
193
Caterpillar
CAT
$409B
$140K 0.04%
1,291
– –
OGE icon
194
OGE Energy
OGE
$9.69B
$139K 0.04%
3,566
– –
FDUS icon
195
Fidus Investment
FDUS
$762M
$138K 0.04%
6,710
– –
QEP
196
DELISTED
QEP RESOURCES, INC.
QEP
$138K 0.04%
4,000
– –
CMCSA icon
197
Comcast
CMCSA
$87.1B
$136K 0.04%
5,070
+516
+11% +$13.3K
EPS icon
198
WisdomTree US LargeCap Fund
EPS
$1.64B
$136K 0.04%
6,000
– –
LH icon
199
Labcorp
LH
$25.4B
$133K 0.04%
1,513
– –
VKI icon
200
Invesco Advantage Municipal Income Trust II
VKI
$397M
$133K 0.04%
+11,700
New +$132K
6 7
8
9 10

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.